2003
Revue française de sociologie
Gifts of Blood and Organs : the Market and “Fictitious” Commodities
Philippe Steiner
UFR Mathématiques, Sciences Économiques et Sociales – Université de Lille III Domaine du Pont de Bois – BP149 59653 Villeneuve-d’Ascq cedex France
Richard M. Titmuss’ study of blood donation is still a reference on the subject of giving
for medical purposes. This article reviews Titmuss’ main arguments, together with economists’ reactions to his affirmation that a system based on giving and altruism is superior to
one organized around the market and self-interested action. It then shows that the gift/market opposition is a reductive one, in that it does not take into account the industrial aspect of
medical donation. Lastly, on the basis of empirical information about organ donation, the
article brings to light the work of social construction without which, as Titmuss clearly understood, modern forms of giving could not have been established.
The recent reedition of Richard M. Titmuss’ work on blood donation, The
Gift Relationship : From Human Blood to Social Policy, is the perfect occasion to return to this major early 1970s work.
[1] Titmuss was a politically
committed sociologist whose purpose was to defend the British system of voluntary blood donation against those who considered the market the nec plus
ultra of any type of human organization.
[2] His critique of the effects of commercializing blood collection was a challenge to economists on a crucial
point : how far could economic reasoning be extended to what Karl Polanyi
(1944) had called “fictitious commodities”, ie, goods that are not really products of the same type as what is termed commodities in economic theory ?
Titmuss’ analysis remains acutely relevant today given that in contemporary
societies, the human body is an increasingly valued “fictitious commodity”.
I shall begin by recalling Titmuss’ thesis and the reactions of two renowned economists to his gift/market opposition. Then, on the basis of surveys conducted since the appearance of the AIDS virus, I will examine the
industrial aspect of medical donation, too often neglected when the problem is
considered exclusively in terms of the gift/market opposition. I shall then look
at organ donation in light of Titmuss’ ideas, showing that the problems he
raised are still with us, and underlining the institutional aspect of giving; ie,
the social construction without which the modern practice of donation would
hardly be able to flourish.
Titmuss’main points and the reactions of two economists
For Titmuss, blood is an example of a total social fact, bringing into play
symbolic, economic, axiological, and political aspects of contemporary societies as well as technical ones pertaining to both personal and public health.
Titmuss is interested in the economic, axiological, and political dimensions.
First, in order to be distributed and consumed, blood is collected; in this it is
different from the produced goods usually discussed by economists. In the
economy of collection, the donor is essential. Given rapidly increasing demand for blood for medical purposes, the fragility of the product (it can only
be kept a short time) and the limited amount of blood any one donor can supply, the number of donors must be increased, not only to meet regular increase
in demand but also to satisfy exceptional peak demand. This quantitative aspect is complicated by a serious qualitative problem : the risk of transmitting
viruses through blood transfusion (for Titmuss, hepatitus). This means the
quality of the donated product is of crucial importance. According to Titmuss,
the major contrast is between blood collected from unpaid versus paid volunteers. With the fragmentary statistics at his disposal, he showed that the
American system, where a third of blood donors were paid, was less efficient
both quantitatively (supply problems, high level of waste) and qualitatively
(high number of post-transfusion accidents) than the British system, which relied on unpaid volunteers. In short, Titmuss took up the challenge launched by
evangelists of the market
[3] who were recommending the commercialization
of blood in Great Britain. Using comparative statistics, he affirmed that the
self-interested behavior on which market relations are based was less efficient
in allocating a scarce resource than unpaid donation by volunteers coupled
with para-state institutions.
Another original feature of Titmuss’ work is that he called this kind of giving altruistic, destined for an unknown person and with no expectation of
anything in return, no financial or moral reward. The very form of the gift in
question is characteristic of what Émile Durkheim called societies based on
organic solidarity. Giving is no longer built into a set of social rules of the
type operative in archaic societies such as those studied by Marcel Mauss; it
is not even related to what modern society has preserved in the way of community life (the family, for example). Instead it is implicated in a world of
radically distant relations, relations among strangers.
[4]
Unpaid volunteer action versus self-interest, the state versus the market –
the terms of the debate seems highly conventional. But Titmuss gave it new
life, both through fine empirical study and careful explanation of the issue’s
significance. At the microsocial level, bought blood was collected from individuals for whom the payment all too often represented badly needed income
that could be gotten no other way. At the macrosocial level, buying blood had
the effect of reversing redistribution in that the well-off benefited from the
blood of the poor.
[5] Worse yet, commercial blood banks were opened in povertystricken districts, meaning that the blood collected by market means
was of sharply lower quality than that supplied by unpaid volunteers. The reason for this was simple : whereas unpaid volunteers had no reason to lie about
their health or medical histories, this was not the case for those who made
money giving blood. Unpaid voluntary action was more conducive to trust
than self-interest was. In this way Titmuss brought his political concerns to
the fore. Against the classic free-market economic approach, whose proponents were calling for dismantling the unpaid volunteer system and replacing
it with a blood market, Titmuss called for a policy decision in favor of altruism. On this point his approach can be considered extreme : it was not enough
to allow room for altruistic giving or favor it over market-guided collection;
he was against any and all contact of blood collection with the market. The
market would devastate and ruin the whole system of values in which altruistic giving was rooted; in sum, the market in this area had to be proscribed if
the “right to give” was to survive.
[6]
Kenneth Arrow acknowledged that the market was only one means among
many to distribute goods. He also agreed with Titmuss that in this specific
case it was inferior to unpaid volunteer action (Arrow, 1972, pp. 351-352; see
also Solow, 1971, pp. 1699-1702). Moreover, if we study “trust” in terms of
the “invisible institutions” that make the market work (Arrow, 1976, p. 28), it
is not hard to understand why people are so reluctant to trust donors in a state
of moral and economic decline who provide blood to banks in povertystricken areas in exchange for money. It is simply not in such persons’ interest
to tell the truth about their health.
[7] The opposite is probably true for most
unpaid volunteers, who are acting in the interest of solidarity with others. In
the same vein, Robert M. Solow (1971, pp. 1706-1709) accused Titmuss’ opponents of narrow-minded economicism when they declared that only self-in-terest-based economic action could account for social behavior (of donors,
doctors, and administrators) and failed to take into account the basic conditions for applying Pareto’s optimality criterion.
[8]
But despite these points of agreement, Arrow refused to accept the idea
that a mix between the market and giving would hurt giving. Why should the
creation of a blood market reduce the altruism that fuels giving ? he asked
(Arrow, 1972, pp. 350-351; 1997, p. 762). The market only increased choice; it
didn’t restrict already existing possibilities. In Arrow’s view, Titmuss had no
answer to this objection. For his part, Solow criticized Titmuss for comparing
two extreme cases and suggested that analysis of intermediate setups where
blood was both given and sold would prove a more useful approach to the
question, as it would specify the impact of the institutional environment on
blood supply (Solow, 1971, pp. 1704-1705), adding that a study conducted on
the Harvard campus during blood collection in no way suggested that the behavior of students who had not given blood was to be explained by the possibility open to them of selling their blood (ibid.).
[9] But while the two
economists had reservations about Titmuss’ anti-market attitude–Arrow
(1972, p. 360) claimed it was the mirror image of Hayek’s– they considered
the problem he raised to be fundamental : “Despite–and in part because of– its
flaws, Titmuss’ book is a resonant evocation of central problems of social
value. […] This is not a systematic abstract work on the foundations of ethics.
It is not a meticulous descriptive or causal analysis of the functioning of social systems. But by suggestively combining a passionately informed commitment to an ideal social order and an illustration of problems within the context
of a concrete situation, it has greatly enriched the quality of socialphilosophical debate.” (ibid., p. 362).
Donation, the market, and industry
We need to reexamine unpaid voluntary action compared to the market in
light of studies showing how dismally flawed the French blood transfusion
system proved in the years 1983-85. The well-documented “tainted blood” affair in France shows the problem involved in collecting blood from unpaid
volunteers.
[10] While Titmuss emphasized the necessity of carefully selecting
donors because of the problem of hepatitus transmission (1970, pp. 70-73), he
could not have imagined the tragic course of events ten years later with the
appearance of the AIDS virus. The difficulty has to do with the fact that selecting donors has become a much more delicate operation. They must be required to divulge what is normally private information (regarding drug-taking
and sexual practices), information that touches on social identity, not just individual medical history. This amounts to doubting the value of the gift and
can readily lead to doubting the value of the giver. The problem is particularly
delicate for homosexual donors, a group highly sensitive to anything that
might look like discrimination. More generally, the fact of suspecting the unpaid volunteer donor brutally calls into question the positive image forged at
the end of the Second World War. The donor was at the core of transfusion
systems based on collection from unpaid volunteers, the essential link in the
whole transfusion chain (Setbon, 1993, p. 90, p. 120; Hermitte, 1996,
pp. 109-114, p. 191; Morelle, 1996, pp. 344-345, p. 365). Calling the donor
into question threatens the very structure of the system.
But we must not forget the organizational and industrial components of the
gesture of giving blood. As Titmuss showed, when medical use of blood
soared in the 1960s, it was necessary to establish organizations to handle what
had become mass, normed situations, and these had either to follow economic
logic or be part of the welfare state.
[11] What has been stressed in the French
case, of course, is how inefficient the state administration proved when it
came to selecting donors, namely when it decided to collect blood in prisons.
Within the prisons, selection seems to have been far from rigorous, even
though prison populations figure among “high risk groups” (Morelle, 1996,
pp. 41-44). And this at a time when the problem of donor selection had become particularly acute, with the introduction of major new techniques for
treating collected blood, included pooling (mixing the blood of several thousand donors) and breaking down blood into various stable components (albumin, fibrinogen, immunoglobin, anti-hemophiliac VIII factors), products
which themselves gradually came to be categorized as medicines. Indeed, we
must distinguish between blood itself, a product which cannot be kept more
than a month, and the products yielded by industrial treatment of blood or
plasma, which may be kept a year or more. This difference is essential. It was
through technological progress and a supply of better-adapted treatments that
the industrial world made its entrance into the system of blood collection and
diffusion. As Luc Boltanski and Laurent Thévenot remind us (1991), economic activity is as much a part of the industrial world as the commercial one,
even if the forms of “grandeur” –here, price, there optimization techniques,
and performance– are not the same. In this case, it is significant that economic
logic filtered in through the industrial world rather than the commercial one
proper. We readily see how this happened : with its logic of technical efficiency, the industrial world is the first to be called into play when there is a
need to mass-produce normed products in accordance with strict safety requirements. Behind this logic, of course, looms economic logic, whether it be
profit logic in the commercial sector or non-profit logic in the transfusion system as it functions in France.
[12] In the case of tainted blood in France, this
technical-economic dimension is often seen to inhere in the managerial figure
of Dr Garetta, then director of the National Blood Transfusion Center
(Hermitte, 1996, p. 115, p. 166; Morelle, 1996, pp. 300-302), or in the sharp
competitive struggle for market licenses for AIDS virus detection tests that
was going on between the Institut Pasteur and the American pharmaceutical
laboratory Abbott (Morelle, 1996, pp. 60-64).
European countries, most of whose blood collection systems are organized
around the unpaid voluntary action principle (the most notable exception is
Germany), are in a position to meet domestic need for blood, but not for products like plasma and stable derivatives such as Factor VIII, distributed to hemophiliacs. These products are therefore imported from countries where donors are paid for giving blood. This means that countries with unpaid action
systems cannot really see this as a quality that makes them/ more virtuous
than countries with paid systems. Importing plasma from the United States
amounts to using blood collected in exchange for payment; meanwhile, the
importing countries do not want to be responsible for deciding to set up their
own paying system (Setbon, 1993, p. 124; Hermitte, 1996, pp. 177-185;
Schwartz, 1999, p. 47). There thus exists in Europe and the United States a
double blood circuit : blood itself is collected in most European countries
through an unpaid voluntary action system and remains in the non-profit
sphere, while plasma and derived products are tied to the world of industry
and profit-seeking economic logic. Metaphorically, we can say that as in Austrian economic theory, the longer the path between the initial act (collecting
blood) and the prescribed product (blood on the one hand, stabilized blood
products on the other), the more “capitalistic” the process is and the stronger
the influence of economic logic, even though that logic is masked in part by
the fact that the transactions involve world market mechanisms, above all
those of the industrial world, whose foremost concern is understood to be the
dependabilty and safety of highly purified products.
This situation is not specific to blood; similar phenomena may be observed
in the area of organ donation. There, too, there is a difference between organs
that must be used quickly
[13] and those that may be treated industrially by refrigeration techniques in organ banks. While in Europe and North America
legislated regulations make it clear that organs can only be donated, ie, made
available for free, the technical possibility of preserving tissue shifts the
boundaries between gift and market. When specialized companies can preserve tissue, it is clear that “gift” logic and market logic have become intertwined – and problematic. In the United States, tissue banks are usually
private businesses engaged in competition to procure tissue and sell their services to transplanter hospitals. As David A. Fragale, director of Cryolife, Inc.,
has unabashedly declared, these businesses must make a profit, and the distinction between for-profit and non-profit activities becomes blurred as soon
as such businesses intervene between donor and recipient.
[14] Of course, as
Fragale underlines, commercialization is prohibited by law and there can be
no financial incentives in the matter of organ donation, but “financial resources play a large part in the development of marketing strategies used by
organ and tissue banks. While not directly offering financial incentives for organ and tissue donation, the banking organizations are continually seeking
ways to remove financial disincentives for hospitals, physicians, medical examiners, coroners and funeral homes involved in the donation process”
(Fragale, 1996, p. 200).
In sum, the industrial dimension of blood transfusion and organ transplantation, closely linked to the technological content of medical therapy, profoundly modifies the terms of the gift/market debate. To characterize the
system as a whole, therefore, we cannot focus attention exclusively on the donor and donor motivation. The organizational and industrial aspects that have
filtered in between giving and the market are now decisive for assessing the
relation or confrontation between the two.
The social construction of the gift
Titmuss’ work is related to that of Polanyi and Mauss. In underlining the
fact that blood is collected, Titmuss indicated that it is not a produced good,
that it is closely tied to what makes us human, and that when commercialized,
it falls into the category of “fictitious commodity” –like work, money, and
land, according to Polanyi. In agitating for the “right to give”, even though
the gift he was interested in had little to do with Mauss’s threefold obligation
of giving, receiving, and giving in return, Titmuss was in fact working directly in the wake of Mauss and Mauss’ call for us to remember “a longforgotten dominant motive” (Titmuss, 1970, ch. 17; Mauss, 1980, p. 262).
[15]
All three of these authors were reflecting on the links between market relations and those values that seem essential to the continuance of social life.
The particularity of Titmuss’ work is that it concerns contemporary society
alone. I am certainly not claiming that anthropology and history have no important contributions to make about modern society; Polanyi’s and Mauss’
work prove the contrary. But it should also be kept it mind that long, careful
empirical and analytic study is often necessary to make this anthropological
research relevant to contemporary societies. Rather than measure Titmuss’
loyalty to Polanyi and Mauss, his contribution should be evaluated in terms of
the light it sheds on how contemporary societies function in situations where
axiological demands collide with economic rationality.
[16]
While it is quite common to discuss the importance of unpaid voluntary action and giving versus self-interested behavior and the market, usually with a
concern to magnify the pure, fundamental drive understood to be reflected in
the first (Godbout and Caillé, 1992; Godbout, 2000), Titmuss’ work, which
certainly expressed the idea that humans are moved by a fundamental drive to
give, is part of a sociological tradition in which the central question is why
and how such a drive takes the particular social forms it does, what its place
in the social system is, and how it functions.
[17] And here Titmuss put his finger on an important, often neglected idea : the gift is a product of social construction. This can be shown by examining facts and developments in the area
of organ donation over the last two decades.
Organ donation and the problem of collection
Since the late 1960s, with the improvement of medical techniques and
drugs to prevent tissue and organ rejection, entire swaths of the human body
have been receiving close, ongoing attention from the medical world. European Community data give a clear, if only partial, idea. In 1992 approximately 27,000 tissue and organ transplants were performed (2,000 bone
marrow, 10,000 cornea, 10,000 kidney, 2,500 heart, and 2,800 liver transplants), not including figures for similar bone and cardiac valve operations. At
the same date, nearly half a million Europeans had received some kind of
transplant (Englert, 1995). The need for organs increases with technological
progress and the greater possibilities for medical treatment that such progress
provides. Meanwhile, since the 1990s the gap between number of transplants
performed and number of patients waiting for a transplant has been growing;
scarcity is a major feature of the issue raised by organ collection.
[18] In the
case of kidney transplants, while there were approximately 1,000 persons on
the waiting list in 1982, in 1992 that number had increased to 4,000; the same
for 1995 (ibid., p. 158; Carvais and Sasportes, 2000, p. 265). Being on a waiting list despite the existence of alternative treatments such as dialysis does involve some risk; an estimated 5% of waiting patients die every year. For
patients with conditions that can only be treated by transplantation the situation is tragic : 25% of patients waiting for a heart or liver transplant and 50%
of those waiting for a bone marrow transplant die (Englert, 1995, p. 3, p. 159).
The obstacle to collecting organs and tissue is, as it was for collecting
blood in Titmuss’ study twenty years earlier, the lack of sufficient donors.
[19]
The response to this situation in Europe, the United States, and many other
countries has remained consistent with Titmuss’ understanding : altruism
alone must regulate the system; there can be no commercialization. National
and international organizations have regularly prohibited all market intervention.
[20] The fact that they have done so repeatedly does not necessarily mean
they cannot ensure obedience of their rules; traffic in human organs, often a
national-level problem, is more a matter of rumor than hard fact proved by
conclusive studies (Carvais and Sasportes, 2000, pp. 357-372), and the medical world has expressed sceptism about the existence of worldwide, organized
organ trafficking, precisely because of the technological constraints involved
in the different stages of the process of collecting transplant tissue and organs;
also because of the complicity that would have to exist between different
medical teams for such trafficking to go on (Englert, 1995, pp. 70-71). What,
then, is being expressed in these repeated injunctions against commercialization of organ and tissue collection ?
Institutionalizing the “right to give”
We may readily think it reflects the will of those who want proponents of
market and commercialization ideology to stay clear of organ donation, as
suggested by Renée C. Fox and Judith P. Swazey.
[21] This is similar to the situation which moved Titmuss to write, but it should not mask the social construction involved in blood and organ donation, namely at the political and legal levels.
In this connection it is instructive to look at Lorentzen and Paterson’s 1992
comparative study of France, a country where kidney donation between living
persons is extremely rare, and Norway, where such donation often occurs.
Whereas in France only 41% of waiting-list patients received a transplant in
1990, there was no scarcity of organs in Norway. As the authors explain, the
two countries had very different organ-collecting policies. In Norway collection is highly dependent on kidney donation from patients’ relatives and
friends (49% of recipients in 1990), whereas at 2.7%, France has the lowest
rate for such donation of all European countries. Most organs for French patients come from deceased persons.
[22] Children are the exception to this rule :
a high proportion of donated organs come from parents (31% in 1989; 21% in
1990), and here France reaches a level similar to Norway’s (ibid., p. 136). The
authors are quick to reject the “culturalist” explanation that Norwegians are
altruistic while the French are not (ibid., p. 122), focusing instead on the ways
in which the two health care systems operate.
[23]
The professional ethics of doctors in the two countries are similar in that
both corps are on the watch against commercialization and pressure being put
on donors or potential donors; likewise they agree that organ donation could
hurt donor’s health (Lorentzen and Paterson, 1992, p. 125). However, French
doctors are generally opposed to donation by living donors, which they see as
voluntarily harming a healthy individual. Using Jon Elster’s theory (1992),
the authors underline the profound institutional differences between the two
countries. The act of organ donation should not be thought of as engaging donor and recipient only, with the doctor being a mere technician who arrives on
the scene only after the decision to donate has been made. On the contrary,
the medical institution plays a crucial role. First, the French medical world,
reluctant to approve such acts, hardly encourages kidney donation (little information is available on it in France, in contrast to information on dialysis) and
is concerned that such donation would have a negative effect on the medical
teams who remove healthy organs from deceased persons. Second, due to previous technological choices, France is well equipped with dialysis machines,
meaning there is a tendency to want to make use of existing “supply” in the
area of medical care (75% of patients are put on dialysis while 25% receive
transplants), as opposed to the situation in Norway, where dialysis is considered a temporary treatment (17% of Norwegian patients are on dialysis while
83% live with a transplanted kidney) (Lorentzen and Paterson, 1992, p. 130).
In other words, the institutional structure at the technological-economic level
is different in the two countries (existing dialysis equipment and economic
profitability of using it), as is the level of trust in transplantation in general. In
Norway, contrary to France, there is unanimous support for organ donation
throughout the medical system and all along the institutional chain linking donor to recipient.
[24]
A presentation of the Spanish institutional system (Matesanz, Miranda, and
Felipe, 1995) confirms the results of the Norwegian system while extending
the scope to include post mortem organ donation, the most current variety. In
1989, Spain set up a program to improve post mortem organ collection that involved increasing the number of doctors and nurses working to coordinate organ~procuring and transplant-performing teams. These coordination teams are
regularly in contact with the institutions that exercise major influence on public opinion (the church, media, patient advocacy groups, and so forth). Lastly,
there is a national structure for coordinating the work of decentralized teams
throughout the country. While the results of this policy are only available for
a limited period, they are crystal clear : the level of post mortem organcollecting (number of donors per 1 million inhabitants) went up continuously from
14.3% in 1989 to 17.8% in 1990,21.7% in 1992, and 25% in 1995 (ibid.,
pp. 106-108; Carvais and Sasportes, 2000, p. 268). This puts Spain among the
most altruistic countries. Other European countries, including Scandinavia,
have far lower rates.
[25]
To use the kind of language current in analysis of market relations, we can
say that altruism is socially constructed. The social forms that altruism or giving may take are not directly the fruit of a human drive to give; we must take
into account the institutional conditions that enable this drive to express itself.
Self-interested behavior, unpaid voluntary action, and the spread of the economic vision of the social world
In the debate between Titmuss and the economists, a major point was
whether altruism should be preserved from the market or not. Titmuss’ position was that the two were mutually exclusive : the market could only corrode
social behavior. This amounted to saying that among the institutions that defined the “right to give”, there were also such things as representations and, to
use Durkheim’s renowned expression, ways of acting, thinking, and feeling.
Titmuss’ view does not seem to have prevailed, despite the fact that, as we
have seen, international institutions have adopted a similar position on ethical
grounds with their imperative to keep the human body outside the commercial
sphere. However, Titmuss thesis has recently been supported, and indeed reinforced, by Bruno S. Frey (1997).
Frey distinguishes between two types of motivation at the origin of economic behavior : extrinsic motivation, corresponding to what economists commonly reason about by means of the term price effect (a rise in prices or
compensation increases supply of the good in question or incentive to act in
the expected way), and intrinsic motivation, involving the actor finding within
herself the resources that motivate her to make a product available or behave
in a expected way. He posits that interaction between these two types of motivation may explain certain anomalies in actual behavior as compared to the
expected maximizing behavior. Intrinsic motivation can be reinforced by
price effect when the latter is perceived as a means of valorizing the former,
as when symbolic remuneration increases effort. Conversely, intrinsic motivation may be reduced or vanquished if the latter is perceived as a failure to recognize the former. Economists usually neglect intrinsic motivation in their
reasoning, because of their disinterest in the content of preferences, considered as given and invariant during the period under analysis. But if we go beyond the economist’s narrow framework and take values and axiological rationality into account (Boudon, 1998), we see that price effect can amount to
the unintended effect of reducing or destroying intrinsic motivation. If this
type of motivation is essential to action, effort and contribution are decreased.
Frey adds that in cases where intrinsic motivation plays a major role, there
can be a “spill-over effect”, with destruction of intrinsic motivation in one
area spreading to others. Using language closer to economic theory, Frey thus
returns to Titmuss’ argument (albeit moderating it) –the very one which the
economists Arrow and Solow sought to refute.
[26]
Once this step has been taken, economic theory no longer has the means to
resist proper sociological analysis of representations of the economy and the
impact of such representations on economic activity. The results of economic
psychology experiments testing behavior with regard to public goods, for example, regularly fail to corroborate the notion that self-interested behavior
dominates. Even when the nature of the experimental situation (the “free
rider” strategy) is explained to respondents and the experimenter checks to
make sure they have understood the mechanism, their choices do not really
confirm the predictions of economic theory (Marwell and Am es, 1981;
Palfrey and Prisbrey, 1997). Respondents test out as being much more cooperative than they would be if they were only following the dictates of rational
pursuit of self-interest. It is significant that the only group of respondents who
behaved in ways close to those predicted by economic theorists were students
of economics. Other experiments, which took into account the effect of long
education and economics professor’s reputation (personal reputation and influence) confirm the initial intuition : having studied economics limits the tendency to cooperate (Frank, Gilovich, and Regan, 1993). To use Michel
Callon’s phrase (1998), it is also necessary to take into account the “economic
construction of economic reality”. Titmuss’ call for protecting altruism from
the market seems as extreme as before, but it is still of great empirical relevance given how, following Durkheim’s definition of institutions, representations partake of the social construction of behavior.
With gifts of blood and organs, giving has become institutionalized in the
sense that each link in the giving chain is attended to and regulated by an imposing set of political, legal, economic, medical and relational institutions.
The new technical, even mechanical aspect of such giving has made for a
modern gift, one quite unlike what is brought to light in studies of ceremonial
exchanges in archaic societies.
As if to counterbalance the cold, technical component of modern giving,
institutions show constant concern for actors’ intentions. Close attention is
paid to the donor (regardless of whether he is believed to have performed a
positive or negative action), to the point where donor’s change in preference
can explain certain legal difficulties in removing an organ post mortem, or
discrepancies between a French law defining assumed consent and the actual
French medical practice of questioning donor’s relatives and friends before
removing the organ. Even greater concern is shown for living donors, where
there are fears about mercantile pressure, risks of new forms of slavery, family vindication, and so forth. Close attention is also paid to professional
practitioners. In France, the technical performers of the donation process (surgeons and their medical teams) are not allowed to be paid per medical act performed; this is meant to signify that they cannot be motivated by love of
lucre. Likewise, there is a concern about the possible effects of “medical paternalism” toward potential recipients; the latter’s wishes are increasingly
taken into account because of increasing respect for the individual–the object
of modern religion, in Durkheim’s understanding– and about the phenomenon
of moral polymorphism, where more importance is now granted to the
axiological choices of any social group (Gromb and Garay, 1996). It seems
fair to say that one of the fundamental reasons for this attention has to do with
the surprising similarity between modern forms of giving and market exchange. In modern giving, anonymity is maintained in order to protect the recipient from the affective and symbolic burden of receiving the gift of life.
The paradox is that this makes it hard for us to see such giving as a social tie,
whereas that value – the affective and symbolic value of a social tie– has
generally been the one associated with this form of commerce between human
beings.
Translation : Amy Jacobs
Previously published : RFS, 2001,42,2
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[(1)]
Richard Titmuss was a professor at the
London School of Economics and a renowned
specialist of the welfare state. He died in 1973.
In addition to the original 1970 book, the 1997
reedition inc ludes f ive new texts on the
author’s work, particularly his thought on
giving, and on how the issue has developed
with the emergence of the AIDS pandemic. A
draft of this article was presented on the
occasion of the seventh Colloque Polanyi
(Lyon, May 1999).
[(2)]
Titmuss was responding to a work by
M. H. Cooper and A. J. Culyer ( 1968)
published by the Institute of Economic Affairs,
founded in 1955 by Friedrich Hayek.
[(3)]
K. Dixon used this expression as the
title for his 1998 work, which discusses several
classic-liberal British think tanks, namely the
I nstitute of Econom ic A ffairs, Titmus s’
declared enemy.
[(4)]
These philosophic al c onnections
become obvious when we consider Titmuss’
definition of altruism–one is altruistic toward
strangers, not close friends or relatives, not
members of a network of family or friends– in
conjunction with the title of his last chapter
(“Who is my stranger ?”) and with Georg
Simmel’s reflections on the stranger.
[(5)]
This is a literal example of what some
American economists, studying the neoliberal
economic policy of the Reagan era, called
“inverse trickle-down economics” (Bowles,
Gordon, and Weisskopf, 1983).
[(6)]
Titmuss’ two arguments in support of
this radical thesis would later become a focal
point of the debate (Solow, 1971; Arrow, 1972;
Singer, 1973; Hausman and McPherson, 1993;
Radin, 1996). First, he argued that in continental Europe, a collection system based on
altruism in one country might well become
destabilized if a market system were put in
place in a neighboring country, especially if
that country offered to pay for donations from
its own citizens across the border, as was the
practice in Holland and Germany in 1968
(Titmuss, 1970, p. 243). Second, it was easier
to destroy values in a given society than to
r evive them. Beca use of this asymm etr y,
Titmuss recommended thinking twice before
s ettin g up a system that c ould destroy
axiologically-based behavior (ibid., p. 250).
[(7)]
Many examples of this are given in a
study conducted in the mid-1980s on persons
selling their plasma in the state of Texas
(Anderson and Snow, 1994, pp. 29-30).
[(8)]
According to Pareto’s criterion, a social
state B is superior to another state A when all
agents in state B have a welfare index equal to
or better than the index they had in state A.
This does not at all mean that optimal state B is
Pareto-superior to just any sub-optimal state.
The redistribution effects necessarily created
by a move from a sub-optimal state to optimal
state B (at least) mean that an agent’s situation
can in fact worsen.
[(9)]
Solow perspicaciously suggested that
the British position may have been due to a
“war effort” effect. This idea comes through
clear ly in the Frenc h cas e studied by
Marie-Angèle Hermitte (1996, pp. 94-106).
Whereas selling one’s blood was a fairly
common, positively viewed practice between
the two world wars in France, it came to be
sharply stigmatized after World War II. After
the robust proletarian, generous with his blood
(while selling it), came the infamous mercenary
or the exploited person; the effect was to
valorize the image of the unpaid voluntary
donor.
[(10)]
The origin and development of the
ta inted blood a ffair in France have been
examine d in sever al studies; see Her mite
(1996); Morelle (1996); Beaud (1999). For
European Union-wide comparative studies, see
Setbon (1993) and Steffen (2000).
[(11)]
M. Setbon (1993, pp. 75-80) clearly
presents how the French blood transfusion
system was organized. In the 1990s it employed
some 11,000 persons.
[(12)]
Like for-prof it business es, the
non- prof it s ector is held to budgetar y
constraints, in this case fixed by the overseeing
government ministry or agency, and it too must
conduct successful research and development
operations, invest, and so forth. The non-profit
sector may also be involved in import and
export, and thus have to deal with international
market prices. It must also make choices
between different alternatives, such as what
types of blood products to supply and at what
prices, etc. As M. A. Hermitte has shown (not
without a certain bias; pp. 143-149), in making
these choices, the French Health Ministry
charged with overseeing blood transfusion
agencies manipulated the sale prices of blood
products among the different agencies. Those
prices, which were of course not determined the
same way market ones are, nonetheless played
their role of pr oviding inf ormation a nd
incentive, and system actors necessarily made
de cis ions based on that infor mation a nd
incentive and on how much maneuvering room
they had. There can be no simple opposition
between public and private sectors, since the
same kind of difficulties as these arise in
private companies divided into several profit
centers linked together by supply of intermediate goods or finished products sold at prices
de ter mined by a policy-ma king hie rarc hy
without reference to the market (Eccles and
White, 1988).
[(13)]
No organ may be kept refrigerated
beyond a certain time. For kidneys the limit is
between 12 and 40 hours, 12 to 18 hours for
livers, 6 for pancreases, 5 for hearts, and 4 for
lungs (Nefussy-Leroy, 1999, §491).
[(14)]
“This competition is occurring in a
manner which blurs a previously clear philosophical demarcation line between non-profit
and for-profit organizations […]. This blurred
philosophical line be tw een f or-pr ofit and
non-profit behavior is becoming the accepted
norm in the United States, and is leading to a
great deal of debate and rethinking of health
care mores in the European Community.”
(Fragale, 1996, p. 199).
[(15)]
The author is aw are that blood
donation does not correspond well to Mauss’
three-fold obligation (Titmuss, 1970, p. 280).
He does remark that in a country where blood
is collected through giving, a trace of the idea
of giving something in return may be found in
the donor having benefited himself or herself
from a blood transfusion (ibid., p. 196). A
Canadian study conducted after Titmuss’ work
showed that 22% of persons questioned during
blood donation say that “the feeling of giving
in return for a transfusion” was either important
or very important in their decision to donate
blood (Lightman, 1981). References to Mauss’
concept of the gift permeate the work of socio-logists studying or gan donation (Fox and
Swazey, 1972,1992). The concept is also
vehemently debated for organ donation
(Godbout, 2000), where Mauss’s three obligations are particularly hard to apply, some
favoring Polanyi’s idea of a redistribution
process that involves individuals and a political
center, the idea being that where the gift-giving
process occurs in organ donation is among
professionals; ie, the teams that procure and
transplant the organs (Paterson, 1997; Herpin
and Paterson, 2000). I shall not discuss this
point here.
[(16)]
Titmuss made no particular effort to
relate his thinking to Polanyi or Mauss as intellectual sources, which amazed some commentator s and led others to reject his w ork
(Douglas, 1971). These reactions were in large
part due to the fact that he analyzed the issue
without taking into account the fully developed
body of thought that already existed on the
question of embeddedness or disembeddedness
in connection with Polanyi’s idea of blood as
“fictitious commodity” and with how Mauss’
theory of the gift could be applied to Great
Britain and the United States in the 1960s.
[(17)]
Reference may be made here to two
classical sociologists, Weber on the profit drive
and Tocqueville on individualism. While these
are seen as fundamental human drives, those
thinkers w ere concer ned to e lucidate the
specific social forms they take in capitalism
(Weber) and modern democracy (Tocqueville).
[(18)]
Sca rcity ma y be measur ed by
waiting-list length, waiting time, or number of
deaths among waiting-list patients (Carvais and
Sasportes, 2000, p. 265, pp. 321-323).
[(19)]
The figures for organ transplants in
France should be illustrative enough. Whereas
over the 1980s the annual number increased
regularly, from 700 in 1980 to 3,000 in 1988,
culminating in 3,282 for 1992, it has dropped
since, with 2,856 in 1995 and 2,839 in 1997.
[(20)]
Five of the World Health Organization’s
nine guiding principles for organ transplant
(1990-91) deal with the commercialization issue.
Guiding Principle 5 reads : “The human body and
its parts cannot be the subject of commercial
transactions. Accordingly, giving and receiving
payment (including any other compensation or
reward) for organs should be prohibited.”
(quoted in Englert, 1995, p. 90). The European
Parliament resolution of Sept. 14,1993 is fully
consistent with this (ibid., pp. 93-94). Between
1968 and 1973, all US states adopted one form or
other of the Uniform Anatomical Gift Act (Fox
and Swazey, 1992, p. 65).
[(21)]
At the close of a chapter entitled
“Alterations in the theme of the gift”, the
authors rem ark : “This mar ket vision –
per meated by s upply- side econom ics and
neo- conser vative political thinking– is
grounded in the conviction that economic and
social relations should ideally be organized
around and guided by the maximization of
rational, self-interested free choices and that
‘moral obligations to others can be satisfied
[best] … by first satisfying obligations to the
self’.” (Fox and Swazey, 1992, p. 72).
and Swazey, 1992, p. 65).
[(22)]
With the exception of G reec e,
Yugoslavia, and Turkey (where the absolute
levels are nonetheless quite low–a total of 160
transplants in Greece in 1992– due to the difficulty these countries have organizing an organ
trans plant system), the da ta show a low
proportion of donation between living persons
out of the total number of trans plants
performed in 1992 : France, 2.5%; Greece,
42.5%; I taly, 15.2%, Spa in, 1 %; th e S ca ndinavian countries, 25.8%; Switzerland, 11.6%;
United Kingdom, 4.8%, and United States
23.8% (Englert, 1995, p. 113). Japan is a
separate case, with a record of 78% for 1991,
but this situation is due to the fact that the
notion of brain death was not accepted in Japan
until 1999; the only type of donation possible
was between living persons.
[(23)]
The French actually seem more altruistic than Norwegians when it comes to blood
donation (7.6% of 1 million inhabitants in
France donate blood, as opposed to 4% in Great
Britain and 5% in Sweden). It should also be
note d that volunteer donor ass ocia tions
constitute a major institution in France. The
authors did well, therefore, to rule out a
culturalist explanation.
[(24)]
Describing the situation in France, the
authors write : “Dialysis operators’ preference
for keeping the system focused on dialysis,
which is in turn denounced by transplant
operators, is not making collaboration between
specialists in the two areas any easier.” (ibid.,
p. 133). They then point out that “for patients,
this conflictual division of labor means that 1)
it is highly probable they will never be sent to a
transplant service, and 2) they may well receive
contradictory infor mation on pos sible
treatment” (ibid., p. 134). I would suggest that
just as we speak of a “prescriber market” in the
case of buyers seeking access to “experts” to
obtain the knowledge necessary for making
decisions (Hachtuel, 1995), so we may speak of
a kind of “prescriber altruism”.
[(25)]
In the same year 1992, organ collecting
rate s per m illion inhabitants in Eur opean
countries ranged from 5.5% (Italy) to 18.5%
(Portugal). The United Kingdom, France and
the Scandinavian countries were fairly close
together, with respective rates of 15.5,16, and
16.8% (Englert, 1995, p. 113).
[(26)]
Titmuss had skillfully expanded the
scope of his work beyond blood donation,
already evoking organ donation but also less
perceptible gifts such as the gif t of self
involved when hospitalized patients donate
their bodies to medical science (1970, p. 280).
This s uggests tha t he wa s thinking of a
phenomenon of the type that Margaret J. Radin
(1996, pp. 95-101) has called the domino
theory and Frey calls the “spill-over effect”;
that is, the impact of value destruction on
spheres other than those immediately implicated.