La prise en considération de critères « extraconcurrentiels » dans le droit communautaire de la concurrence
Arthur Dyevre
Cet article explore les relations entre la politique de concurrence et les
autres politiques communautaires. Il examine la manière dont le droit communautaire primaire (les traités) et secondaire (le règlement concentration) résout les
conflits susceptibles de survenir entre les objectifs de la politique de concurrence et
les autres politiques. La thèse principale de ce travail d’exégèse est que les règles
communautaires n’excluent pas le rôle actif de considérations extraconcurrentielles
dans l’application et la concrétisation de la politique de concurrence, mais que
ce rôle est néanmoins limité. Manifestation du libéralisme économique modéré
de la « Constitution économique européenne », la libre concurrence est en droit
communautaire le principe et la prise en compte de critères extraconcurrentiels
l’exception.Mots-clés :
droit européen de la concurrence, règlement concentration, prise en compte de critères extraconcurrentiels.
This article examines whether and to what extent the EC Treaty and the Merger
Regulation allow the Commission and other competition watchdogs to take into
account objectives and considerations other than competition-maximising goals
when they apply and enforce EU competition rules. It tries to show how EU law
solves the conflicts likely to arise between these rules and the various policies
of the EU. Its main thesis is that EU law leaves some room for goals other than
competition-maximising ends. Under EU law these goals may play a role in the
application of competition rules. The Treaty and the Merger Regulation, however,
severely restrict the role of these considerations. Reflecting the liberal orientation
of the European economic Constitution, competition, under EU law, is the rule and
non competition the exception.
In the context of EU law, the article argues, competition is essentially understood
– as it was by the Austrian School of Economics – in terms of economic freedom
and market power. Maintaining competition on a given market is thus mainly about
preventing undertakings to acquire market power or to use already acquired market
power to make gains they could not make if they did not have such a market power.
The emphasis is on the freedom to buy or sell goods and services without coercion
by a market-power holding supplier. This means that any other goal, including
economic efficiency, is outside the scope of competition policy. The EC Treaty does
allow the regulators to take into account the various policy-objectives it enumerates
and assigns to the EU when they decide whether an agreement, a merger, a market
behaviour, or a state aid should be forbidden. Yet, as the article shows, the Treaty
only permits a limited accommodation of the objectives – such as environmental
protection, regional and social cohesion, or economic efficiency – likely to conflict
with the pursuit of market freedom within the application of the competition rules.
Article 81, paragraph 3, gives substantial discretion to the Commission and Member State regulators to exempt agreements found to violate article 81, paragraph
1. This avenue, however, may only be used if the agreement under consideration
does preserve market freedom for a substantial part of the relevant market. What
is more, EU competition law is even stricter when it comes to market behaviour
and market structure. Mergers, whatever their contribution to economic efficiency
or technological progress might be, cannot escape prohibition if they are found to
create a dominant position. Likewise, there is no escape road for companies already
commanding a dominant position once established they have behaved in a way
inconsistent with article 82. Article 86, paragraph 2, provides for a very limited
exception to these prohibitions, in case an undertaking has been assigned the task
of providing a service of general economic interest. Finally, although the rules
regarding state aid appear, at least on paper, more open to extra-competition goals,
the Commission has consistently privileged competition over other considerations
in practice. The article concludes on a tentative prediction about the future shape
of EU competition law.Keywords :
EU competition law, merger regulation, other than competition policy goals.
• 1 INTRODUCTION
• 2 LA NOTION DE CONCURRENCE
ET DE CRITÈRE « EXTRACONCURRENTIEL »
— 2.1 Les différents modèles de politique concurrentielle
— 2.2 Le choix opéré par le traité
• 3 LE RANG HIÉRARCHIQUE DE LA LIBRE
CONCURRENCE ET DES AUTRES OBJECTIFS
DANS LE SYSTÈME JURIDIQUE COMMUNAUTAIRE
• 4 LA RÈGLE DE L’ÉVALUATION
PUREMENT CONCURRENTIELLE
DES OPÉRATIONS ÉCONOMIQUES
ET LE JEU RESTREINT DES EXCEPTIONS
— 4.1 Les ententes anticoncurrentielles
— 4.2 Les abus de position dominante
— 4.3 Le cas des services publics d’intérêt économique général
— 4.4 Le contrôle des concentrations
— 4.5 Les aides d’État
• 5 CONCLUSION : VERS UNE ÉVOLUTION
DES FINALITÉS ET DES CRITÈRES
DU DROIT COMMUNAUTAIRE DE LA CONCURRENCE