2001
Revue internationale de droit pénal
The criminal jury system in Imperial Japan and the contemporary argument for its reintroduction
Takashi Maruta
[*]
The Japanese government, led by Prime Minister Keizo Obuchi, has
established in the Cabinet the Judicial System Reform Council (
Shiho Seido
Kaikaku Shingikai)
[1] to renovate the whole structure of the judicial system for the
Twenty-First Century.
The council has three important things on its agenda. First, to increase the
number of licensed lawyers for the expanding demand for legal service in the
business sector; second, to strengthen the legal aid program for easier access to
the courts to resolve legal disputes, and, third, to contemplate the possibility of
introducing the jury system or the mixed court system.
Apart from the other two items on the agenda, a lively debate is going on in
relation to introduction of the jury system. The criminal jury system existed in
Japan before World War II (1928-43) and the evaluation of the system differs in
the different legal professions.
In this paper, I will describe the function of the criminal jury system in
Imperial Japan and examine why the Japanese jury system was suspended
fifteen years after its adoption. I will also give an overview of the new movement
to introduce the jury system sixty years after its suspension, especially focusing
on the arguments for and against the criminal jury system in contemporary Japan.
I. The Structure and Function of the Imperial Jury System in Japan
In 1928 Japan introduced the criminal jury system. This was an
unprecedented incident in Japanese history because militarism was prevailing in
the country and the nation herself was heading towards totalitarianism. As the
entire administration of justice was consummated in the name of the Emperor,
there was no room to allow fellow citizens to participate in the process of judicial
decision-making.
In defiance of this difficulty, Prime Minister Takashi Hara proceeded to
introduce the system. It was essential and indispensable for Prime Minister Hara
to push the Parliament to do this. To show internationally what Japan had
accomplished as a democratic country was imperative to become a member of
the International League of Nations. The government dispatched five judges and
prosecutors to seven countries in Europe and the United States to study the
criminal jury system. Films were produced and circulated all over the nation in
support of the jury system. Moreover, many law professors of the national
university were asked to travel around the country to propagandise the system to
the public.
The original draft of the Jury Act that Prime Minister Hara proposed was
largely based on the Anglo-American model, but the draft was molded into a
completely different one in the Privy Council (Sumitsuin). The members of the
Council, which consisted of extreme nationalists and conservatives, franticly
resisted Hara’s original plan by claiming it was unconstitutional and finally
rejected it to protect the judges autonomy and supremacy over the jury. The Privy
Council, for example, transformed the building power of the jury verdict into a
special verdict solely answering the judge’s specific question on facts and allowed
a judges’ veto power over the jury’s verdict. Nonetheless, the Japanese Jury Act
(Baishin Ho, Law No. 50 of 1923) was enacted and the first criminal jury trial took
place on October 1,1928.
The Japanese Imperial jury system was unusual in the following ways :
- Juror’s eligibility was limited to Japanese male citizens over the age of thirty
who paid a rather high sum of national taxes (3 yen at that time) over the last
two years;
- Felony cases, where the maximum penalty was death or life imprisonment,
were subject to mandatory jury trial, whereas misdemeanours, where the
maximum punishment was three years and not less than one year, jury trial
was discretionary.
- Those who chose a discretionary jury trial had to bear the jury costs such as
travel allowance, day compensation and lodging charges of each jury
member;
- In both mandatory discretionary jury trials, the defendant could waive his
right before jury selection in favor of the non-jury professional trial;
- Some cases such as Treason, Crimes against Public Peace and Loyal
- Family and violations of the Public Office Election Law were exempted from
the scope of the jury trial;
- The jury verdict was not either “guilty” or “not guilty,” but consisted in simple
answers of “yes” or “no” to the judges’ specific questions on the facts of the
case;
- The jury verdict was not unanimous but a simple majority verdict of seven or
more of the twelve jurors;
- The jury verdict was not binding on the judge who could declare the verdict
to be improper and order a new trial;
- The jury trial was final and no appeal or retrial was allowed even as to guilty
judgments, while bench trials (non-jury trials) allowed defendants and
prosecutors to appeal to higher courts.
The jury system was well accepted in the nation for the first couple of years.
However, because of the above-mentioned hardships to the defendant and other
reasons described below, the number of jury cases declined drastically year by
year. In the last year of the system only two mandatory cases were tried. The
Imperial jury system was finally suspended by the Jury System Suspension Act.
[2]
Which stated that the government would activate the Jury Act after World War II.
In the majority of cases that juries tried in the period of 1928-1943 (436/460
cases, 947.78%) the judges accepted the jury’s original verdicts. In a few cases
where they did not agree with the result, the court ordered a new trial by calling in
other jurors. This occurred in only twenty-four cases (24/460 cases, 5.2%), and all
concerned not-guilty verdicts. However, in eight of the not-guilty verdict cases,
new jurors still returned not-guilty verdict against the judges’ wish.
The acquittal rate was higher in cases of murder and arson in comparison
with non-jury trials (for example, in murder cases, juries gave 63% not-guilty
verdicts, whereas only 0.07% by non-jury judge trials in the same period). The
reason for this is that whereas the judges tended to rely much more heavily upon
the defendant’s confessions obtained by the police as an indication of the
presence of criminal intent, the jury placed less weight on the dossier of
confession than on the physical evidence presented to them in the court. This
was evident from the fact that when the criminal intent or evidence was not clear
in murder and arson cases jurors were prone to require stricter fact-finding from
prosecutors.
Ninety-five percent of the cases (460/484 cases) were completed within three
days. The longest case lasted only seven days. The average length of trial was
about two days (1.9 days) and was far quicker than the bench (non-jury) trials
which usually took fourteen months to get decided.
Jury deliberation time may be examined in the records remained intact from
the Sendai District Court. The jury took less than two hours where which guilty
verdicts were rendered. Where not-guilty verdicts were rendered, it took
approximately twenty minutes. Thus the jury in Sendai seemed to have been
effective and efficient fact-finders.
Then, why did the number of jury trials soon after the start of the system and
almost nobody used it at the final stage ? The legal professions concluded that
was an unsuitable and alien system to the Japanese nationality. They argued that
the non-jury (bench) trial system was more highly respected and favoured by the
Japanese. They estimated it as a total failure. However, lawyers who had handled
jury cases described that there were no reports or evidence at that time that
jurors’ misbehaviour, such as accepting bribes or other illegalities sabotaged the
system itself.
This clear contradiction in the evaluation of the Imperial jury system
continues even today in relation to the assessment and position on the
reintroduction of the jury in Japan. Before examining the arguments on the pros
and cons of jury introduction into Japan, the analysis of the reasons for the sharp
drop in utilization of the system and its sudden suspension will be necessary.
The reasons for the sharp drop and suspension can be traced back to the
system itself. First, as I mentioned above, the jury system itself was defective
disadvantageous to the defendants; second, the legal professions opposed the
jury trial system itself at the out set; and third, Japan was herself confronted with
World War II, when even making lists of jurors was impossible because of the lack
of eligible jury venire persons in all jurisdictions.
On the first point, there was a tendency for legal professionals to recommend
to their clients to decline their right to a jury trial. The fact that once a defendant
chose to use the jury system, she was considered to have waived her right to
appeal was the reason for the lawyers negative attitude towards jury trial. It was,
in fact, a “risky gamble” for the defendant and the attorneys. Thus the use of the
jury system was avoided by lawyers and judges alike, and its existence was in
name only at the end of its history.
Secondly, abhorrence of the jury system among judges was well apparent in
the actual handling of the jury trial. For instance, the Jury Act, Article 41, obliged
the judges to inform the defendants that they could waive the right to jury trial,
even if it was a compulsory jury trial case. Further, judges sometimes even urged
defendants who asked for a jury trial to change their minds. On such an occasion,
a former judge who dealt with a jury trial said;
“Although I advised the defendant to decline the jury trial which did not allow
him to appeal, he preferred it because he would suffer no more than one trial
(first trial). As a result, the jury found him guilty.” [3]
The judges regarded the jury system as the laypersons’ invasion of their holy
territory granted from the Emperor (Tenno) and thus were hostile to jury trials.
Because the verdicts sometimes did not turn out as the judges wished, so they
reluctantly had to deal with discomforting judgments. This attitude was described
by an official as follows :
“Although it stood to reason that the courts and the prosecution should
sustain the heavy duties imposed by enforcement of the Jury Act, it was
fairly hard. Therefore, the courts and the prosecution have demanded
suspension or abolition of the jury trial system, and the demand has been
increasing … and has become very strong.” [4]
The negative attitudes toward the jury system was not solely among judges.
In a former prosecutor’s explanation of why he did not like the jury system, he
mentioned that it was costly for the courts and annoying for both the judges and
prosecutors. Particularly prosecutors abhorred the jury trial because it made their
basic preparation difficult. This kind of negative atmosphere inside of the court
quickly spread to trial lawyers.
Third, Japan was just in the midst of the War and was invading Siberia and
China. Most male adults who were eligible to be jurors were sent to the front line
and there was no desire to do court litigation in the nation while many were dying
on the battlefields. The government at that time declared the Emergency
Condition Act (Kokka Kinkyu Ho) to require ever civil litigation to start with
mediation procedures. The jury system was not free from this conflict resolution
policy. The reasons for maintaining and supporting the jury system based on
international policy were gone because of the War and the all of a sudden
government policy was changed to discourage the system.
II. Cultural and Political Ramifications of the Jury Introduction Movement
and Professional Abhorrence of it
The Jury System Suspension Act (Baishin Ho no Teishi ni kansuru Horitsu)
in 1943 provided that “the jury system will be re-activated when the War is over.”
This means that the Jury Act of 1928 itself was not abolished although the
practice was suspended during World War II. However, after the War the
government did not let the criminal jury system be revived in Japan. The Jury Act
is literally still sleeping. Thus one way to begin a criminal jury system in Japan is
to wake up the sleeping Jury Law and revive it.
After World War II, in a series of Japanese democratisation plans, the
General Head Quarters of the Allied Occupational Army persistently
recommended the Japanese Government to reintroduce the jury system. In the
process of the revision of Criminal Procedure Law, the high officials of the
Ministry of Justice (Shiho-sho, at that time) strongly opposed that plan. They
raised the following negative reasons : (1) the Japanese were not mature enough
to bear the jury system; (2) the Imperial jury system in Japan resulted in a failure.
The high officials of the Ministry of Justice, who survived from prosecution as war
criminals insisted that the people trusted professional and career judges rather
than lay persons, and that the citizen’s participation in the judicial process was not
suitable to the nature of the Japanese people.
In the 1970s, on the one hand, a growing interest in the jury system became
apparent because of a series of miscarriage of justice. The cause of these errors
was apparently the poor fact-finding of the judges when the Supreme Court
overturned death penalties or life sentences after the defendants had endured a
lengthy trial and sentences of up to thirty years in prison. People were quick to tie
the inadequate fact-finding of the judges with their limited life experience. The jury
system was therefore required to avoid miscarriages of justice. This is the
beginning of the popular movement to reintroduce the jury system in Japan.
Because of the specific reason of avoiding miscarriages of justice, the movement
was mainly supported by criminal defence attorneys.
In the 1980s, on the other hand, because of continuing unpopular judgments,
the Supreme Court of Japan realized that for popular respect and support for the
court to return, it was vital to recover its reliability. Then, in May of 1987, the Chief
Justice of the Supreme Court of Japan, who is also the head of judicial
administration, for the first time after World War II, mentioned his interest in the
adoption of the jury system. He dispatched four judges to England, the United
States, France and Germany to research the jury system and the mixed court
system. Since the investigation report which was returned to the Supreme Court
by those judges was not disclosed, their evaluation of the jury system was not
clear. However, no further steps have been taken by the Supreme Court so far.
Despite this, the Supreme Court action ignited the movement for a jury system in
Japan.
In early 1990, inspired by the Supreme Court interest in the jury system, the
Japan Federation of Bar Associations, which is the national organization of fiftythree local bar associations, organized a national symposium to discuss the jury
system. Also, three private organizations consisting of laypersons have been
continuously lobbying the Congress to enact the new jury law. The local Bar
Association have held mock jury trials every year by recruiting local citizens to get
acquainted with the jury system.
In the end of the 1990s, Japan is obliged to change herself due to foreign
pressure caused by the economic recession and political instability. The majority
in the Parliament lead by the coalition of conservative parties has tried to recover
the reliance and leadership in the economic sphere in international settings. The
government is now trying to shrink bureaucratic control over private activities by
decreasing the number of Ministries and bureaucrats.
III. Classic Argument on the Unfitness of the Jury System in Japan
In evaluating the Imperial jury system, professionals and academics
proposed the following arguments; those of : (1) the popular reliability of the career
judges, and (2) the “Japanese culture” argument.
A. Popular Reliability of the Career Judges
This is based on the belief that judgments made by career judges are more
impartial, accurate and reliable than those made by lay persons. Professor
Ryuichi Hirano, as well known anti-jury scholar, for example, said as follows :
“it cannot be denied that one of the reasons why Japan failed to keep the jury
system is because people prefer the judgments made by those who are
above government to those made by fellows. This attitude is probably
derived from the public’s respect for bureaucrats, especially those who
worked for the Emperor.” [5]
The explanation is related to the theory that the Japanese have respect for
bureaucrats and are obedient to higher authority.
B. The Japanese Culture Argument
In the process of democratisation in Japan after World War II, many
opponents of the jury system grounded their arguments on what is known as the
“Japanese culture” idea. Since the traditional idea of vertical social structure and
relation still prevail, so the argument goes, the sense of rights and duties that is a
prerequisite for a jury system is totally non-existent. This idea was supported by
the statement of the Chief Executive of the Ministry of Justice that the Japanese
would not have accepted trials by lay persons in light of the sensitive nature of
Japanese culture.
[6] Due to the difference in culture Japan could not share the
same system as America. For instance, Professor Hideo Tanaka said as follows :
“the jury system functions in America because it probably is based on a kind
of belief therein. If so, then it stands to reason that people might fulfil their
jury duty recklessly in a country where there is no such belief. In short, it is
inevitable that the Japanese judicial community and the nation do not have
the foundations for handling the jury system yet.” [7]
Tanaka’s statement contends that the Japanese do not have the cultural
foundations to handle a jury system. For him the Japanese are a culturally
disadvantaged people. Tanaka seems to overlook the educational function of the
jury system even where people lack “belief” and the possibility of introducing other
jury systems suitable to the Japanese culture.
IV. Contemporary Anti-Jury Argument in Japan
The classic argument on the evaluation of the Imperial jury system attributes
the suspension of the old jury system to the nature of the Japanese people which
acts as a barrier to its future introduction. In addition of this classic idea, today
other anti-jury arguments are expressed.
Firstly, jury opponents think that the Japanese would not be able to decide
on an appropriate verdict because of their “inexperienced” amateurism (i.e., bias
or prejudice). On the other hand, judges are considered to be professionals who
are well-trained to control such personal preference and able to realize the judicial
decision-making process without any prejudice. Secondly, jurors’ ability to
comprehend has been challenged. The jury, a group of lay persons who have not
received either legal education or fact-finding training, will find it difficult to
understand the evidence and issues introduced in the trials. Thirdly, the cost of
managing the jury system is higher compared with a non-jury system.
These three criticisms are not particularly focused on the Japanese jury
system but rather on more general issues which the jury system confronts.
However, they have been used as grounds for not beginning the jury system in
Japan. The following is an examination of each of these problems individually.
A. Jurors’ Bias and Emotion
It is said that a fair trial could be hampered by misjudgement caused by the
vulnerability of the jurors to external elements such as witness and defendant
attitudes, language or appearance. It is true that jurors who are average citizens
might be more vulnerable to emotional influence than judges. However, a jury
consisting of 12 people can overcome this tendency through group discussion
among people with different background, and it is expected that deliberation in the
jury room will effectively compensate for this vulnerability. Judges are also
susceptible to personal bias, but do not have the advantage of being able to
apprehend that kind of prejudice during deliberation.
B. Jurors’ Ability to Comprehend
When the ability of a jury to decide a case is compared with that of a judge, it
is believed that the judge’s decision would in most cases be more reliable. But
this does not mean that jurors lack sufficient ability to decide a case. On the
contrary, many lawyers who participated in the former jury trial system verify the
accuracy of the lay person’s judgment.
[8] The former Supreme Court Justice, Mr.
Shima, said as follows :
“according to my experience of the jury trial in those days, jurors’ attitudes
were very serious. The jurors were very honored to be selected and listened
attentively and earnestly to the evidence. They tried to perform their duties
very carefully even if they had to hear a case without going home for a
couple of days.” [9]
The argument showing the lay person’s ability to comprehend is exemplified
in the activities of the advisory committee consisting of the ordinary citizen. The
best example is the Prosecutor Review Commissions (Kensatsu Shinsakai) that
has the responsibility to advice prosecutors on reconsideration of charging
decisions. Although the prosecutors are in no way bound to comply with the
committee’s decision, the work and ability of lay committee members are highly
evaluated among scholars and professions. For instance, one attorney said as
follows :
“I have recently attended the Kensatsu Shinsakai as a professional advisor
and have observed that the citizen’s consciousness of the law has risen to a
much higher level than that of pre-World War II, the time when the jury trial
was in operation.” [10]
Therefore, we should not use this argument to show that the Japanese
cultural level is inferior and thereby to oppose the adoption of the jury system.
C. Cost Issue
If the jury system is introduced into Japanese society, it will be necessary to
spend money for the training of judges and officials, the renovation of courts, the
establishment of an office for the jury in each district court and propaganda.
Moreover, operating expenses such as the costs of jury selection, daily
compensation for the jurors and accommodation charges should be expected. It
can be argued that these expenses are indispensable for improving the existing
system and making it more democratic. In this respect Mr. Inamoto pointed out as
follows :
“One of the reasons for opposition to the jury system is that its operation
needs a great deal of public funding. This may be a shortcoming of the jury
system. However, government spends huge amounts of money on the
election and administration of the Diet. In proportion to this, the cost of
operating a jury system is not unreasonable.” [11]
When compared to the financial situation among the three branches of
government, the budget for the judiciary amounts to less than 1.0% of the whole.
Conclusion : Significance of the Introduction of the Jury System
In conclusion, I would like to point out two significant merits in introducing the
jury system into Japan. First, one of the jury system’s main characteristics is its
impact in avoiding both incorrect accusations and judgments. Because of this,
prosecutors are encouraged to indict a person very carefully and to convince the
jurors that a defendant is guilty beyond a reasonable doubt, rather than to
preserve an “amicable” relationship with the judges. If the prosecutor’s attitude
towards charging becomes more cautious, this in turn encourages the police to be
more careful in their investigations and interrogations. As a result, a wrong
accusation caused by an unreasonable investigation or unfair prosecution can in
most cases be prevented.
Second, is the jury system’s educational effectiveness. If the citizenry
participates directly in the judicial process, national interest in the function of the
judiciary will rise, thereby giving people more of an opportunity for thinking about
their rights and duties. This is extremely helpful for the development of the
responsible and conscientious citizen. Moreover, people are given the opportunity
to acquire a deep understanding of the role of the courts and judges in society,
which would consequently strengthen the public’s interest and respect towards
the judiciary at large.
In the non-jury (judge’s) trial not only legal facts related to the prosecutor’s
indictment but also non-legal factors such as the defendant’s character and
compromise with the victim are taken into consideration. Because of the high
conviction rate of 99.99%, the judge’s task in Japan usually consists in giving
adequate sentences rather than deciding whether the defendant is guilty or not
guilty. This is seen as effective among Japanese professionals since through the
fact-finding (or, more appropriately, fact-reconfirmation) process, judges can
decide sentences at discretion according to the criminal’s nature and background.
This is called a precise judicial administration (Seimitsu Shiho). Based on the
facts, judges can give benefit to the defendant and lessen the charges to a lower
crime category or give lenient sentences. However, in jury cases, the non-legal
facts must be excluded from the jury’s consideration.
Therefore, judges and prosecutors warn those who advocate the jury system
that the defendant might not get lenient sentences any more when the jury returns
a guilty verdict. In other words, the Japanese judges are proud of serving as a
fact finder as well as social adjudicator of the defendants rather than judges who
decide the case was proven beyond a reasonable doubt. The precise fact-finding
is necessary for the judge to conclude the case and therefore, they rely heavily
upon written documents (dossier of confession) rather than the oral testimony in
the court trial. In the Japanese criminal trial the dossier is predominant as
evidence and proof. The jury system would break up the traditional dossier trial
completely. That is why they do not welcome this new foreign style.
[*]
Kwansei Gakuin University, Japan
[1]
By the Law No. 68,1999.
[2]
Baishin Ho no Teishi ni kansuru Horitsu, Law No. 88 of 1943.
[3]
Urabe, 1968.
[4]
Okahara, 1943.
[5]
Hirano, 1957.
[6]
Nomura, 1966.
[7]
Tanaka, 1966.
[8]
Kumagai, 1969.
[9]
Urabe, 1968.