2001
Revue internationale de droit pénal
The reasons for reintroducing trial by jury in Russia
Sergey A. pashin
[*]
In 1864 trial by jury was established for the first time in Russia. It was an
integral part of democratic reforms carried out by Alexander II, the tsar who
released peasants from serfdom in 1861. At the same time an Office of Public
Prosecutor and the Bar were introduced. The criminal investigation was delegated
to investigators who were the members of the circuit courts. The judges became
non-removable and formally independent. A system of Justices of the Peace was
created.
While developing and practically implementing the court reform, Alexander II
wanted to eliminate deficiencies of the Russian system of justice such as slow
handling of cases, a sophisticated court system, the disenfranchised status of the
accused, and impudent bribery. The tsar-reformer declared his objectives in a
slogan : “Let truth and favour reign in the courts !”
By the Decree of the Provisional Government (dated November 24,1917) –
so-called Lenin’s Decree on Court, No. 1 – all judicial bodies (including the circuit
courts that worked with the jurors), established by Alexander II, were eliminated.
Instead, local courts represented by a judge and two lay assessors, as well as
revolutionary tribunals were established.
Within the next seventy years no attempts to reintroduce trials by jury were
made in the USSR. Trials by jury were criticized by Soviet scientists as being a
bourgeois invention that was in contradiction with ideals of socialist legality.
In 1990 a new corpus of People’s Deputies came into power. Independence
and sovereignty of the Russian Federation (RF) as well as reforms were declared.
On October 24,1991, under initiative of the President of the RF, Boris N. Yeltsin,
the Supreme Soviet approved the Concept of Judicial Reform. One of the major
aspects of the court reform was reintroduction of trial by jury. The authors of the
Concept pointed out the following advantages of trial by jury : more collective
nature, unquestionable independence, lower risk of abuse and mistake. The
Concept states, “... Trial by jury is a tool for solution of non-typical situations,
where because of potential consequences it is more undesirable to sin against
fairness rather than to violate an abstract legal regulation.”
By the Law of November 1,1991 modifications to the Constitution of the RF
of 1978 were introduced. One of those modifications established a legal basis for
introduction of trial by jury.
The work on preparation of regulations on jury trials and conditions for its
practical implementation in Russia started in accordance with the Presidential
Decree (No. 530-rp) dated September 22,1992. As in the last century a stepbystep introduction of jury trials was envisioned. First of all trials by jury were
established in those regions where there was an interest as well as adequate
conditions. The Heads of Stavropol Krai, Moscow, Ivanovo, Ryazan and Saratov
oblasts accepted the responsibility for organization of the work of the jury trials.
Later, 4 more regions (Altai and Krasnodar krai, Rostov and Ulyanovsk oblast)
joined them. On July 16,1993 relevant legislation was approved by nation-wide
voting, declared the right of the accused to choose jury trial in cases specified by
the federal law.
According to the Law of July 16,1993, any citizen of the Russian Federation
who is at least 25 years old, has no criminal record, is fully competent, and
included in the electoral lists, can become a juror. Based on random selection,
local administration develops a list of jurors out of electoral lists. Then
administrative representatives of each particular court, using computers,
randomly select from the list of jurors a number of jurors required for participation
in the trials. From the candidates that show up in court based on results of
questioning and drawing, a jury of 12 with two alternate jurors is formed.
All cases that the krai and oblast courts are authorized to handle fall within
the jurisdiction of the jury court. Those are cases of the most serious crimes such
as murder under aggravating circumstances, terrorism, grave abuse by officials,
and some crimes against state power and justice. The accused whether or not he
or she admits guilt may request a jury trial. Otherwise, the case will be considered
by a traditional court that is composed of a judge and two People’ assessors.
At present Russian jury trials have the following specific features that were
also typical for the jury trials that existed in Russia at the end of the 19th and
beginning of the 20th century : distribution of competence between a judge and
jurors; organizational separation of the jury from the professional bench, absence
of reasons given for verdicts returned by juries and jurors’ legal irresponsibility for
their decisions; possibility to acquit an accused who violated the criminal law if
he/she is not guilty from the society’s point of view, binding nature of verdicts
returned by juries. The verdicts returned by juries can be overturned by the
Chamber of Cassation of the Supreme Court of the RF only in cases when legal
rules of court procedure were violated or the punishment set by the judge was
obviously too light.
Before the beginning of the jury trial the judge holds a preliminary hearing
where motions of the parties, including motions for exclusion of evidence obtained
in violation of the law are considered.
Russian trials significantly differ from trials according to the Anglo-Saxon
model. First, a mixed form of legal proceedings is preserved. Investigation is
carried out on an inquisitorial basis with the intermediate results being kept secret
and the accused not being informed about the gathered evidence until the
investigation is completed. All evidence is forwarded by the prosecutorial
authorities to the court. Witnesses and experts are treated as objective sources of
evidence --not being on the side of either prosecution or defense. Second,
Russian legal proceedings do not consist of two separate stages, that of verdict
and sentence, with a several months interruption between each other. In
accordance with the Russian system the decision on punishment is made by a
judge at the same proceedings, but without participation of the jurors. Third, the
accused, regardless of whether he/she admits guilt has an option to choose
between traditional legal proceedings with participation of People’s assessors and
a jury trial. Fourth, in contrast to the rules of most U.S. jurisdictions the parting
words by a judge represent summary of evidence. And fifth, the Russian jury fills
in a long and complicated questionnaire. There are questions on whether the
charged act and the guilt of the accused were proven and whether the accused is
recommended for mercy. In case of a positive answer to the question regarding
mercy, a punishment will be definitely mitigated.
In contrast to their Spanish and Austrian colleagues, Russian jurors do not
give reasons for their decisions.
Provisions on jury trials contained in Section X of the Code of Criminal
Procedure of the RF were extended only to krai and oblast courts, though initially
it was planned to introduce jury trials on lower levels of the court system such as
district (municipal) courts. The judges of the first five regions mentioned have had
the opportunity to apply the new provisions since September 1,1993. In four
other subjects of the RF that were mentioned above the new provisions were
implemented in January 1,1994.
Adversary jury trials were introduced as an alternative to Soviet legal
proceedings of an inquisitorial type. To this date, two different systems of legal
proceedings are functioning in Russia : adversarial, in nine courts, inquisitorial in
2000 other courts.
The first jury trial took place in Saratov oblast court on December 15-17,
1993. Since then approximately 500 cases were decided by jury trials. The ratio
of verdicts of “not guilty” to verdicts of “guilty” is 1 :4 (in traditional courts the ratio
of 1 :200). In 1998 the Russian jury courts handled 538 criminal cases which
comprise 5% of the total number of criminal cases considered by 88 krai oblast
courts and more than 30% of the total number of criminal cases considered by
those nine Russian courts where the jury trials were established. In cases
considered by jury courts 617 individuals were convicted while 165 were
acquitted.
In spite of a relatively small share of criminal cases considered by jury courts,
the reformers pinned great hopes on this form of legal proceedings. Most of these
hopes were justified.
Reintroduction of trials by jury in Russia and practical implementation of its
model in nine regions of the country was considered as a tool for the evolutionary
replacement of Soviet legal proceedings, inquisitorial in form and a reprisal in
substance, with adversary proceedings. Section X of the Code of Criminal
Procedure relating to jury trials, describes the adversary proceedings and for the
first time introduces the term and an article on adversariness. Along with the
introduction of jury trials some evidentiary norms, which had been in force since
1961, were modified. In particular, the grounds for exclusion of illegally obtained
evidence were listed. It was assumed that the parallel functioning of inquisitorial
and adversary legal proceedings would provide an opportunity to train lawyers
(judges, public prosecutors, counsels for the defense, legal scientists), to
appreciate and accept democratic types of proceedings at their true value, and to
become promoters of legal science and practice. Lawyers working in the
traditional system of legal proceedings got a change to look closely at adversary
proceedings, to relearn based on particular examples and to get used to a new
system of justice. These results were achieved. These individuals could occupy
the leading positions in the reformed system of justice based on adversary
proceedings. Unfortunately, the unique experience of these individuals was not
appreciated. And they themselves were unprotected from the proponents of the
old school of legal thinking.
The jurors that were selected from the local population managed to oppose
ordinately severe federal criminal laws (for example, on transport crimes) in spite
of the fact that the public prosecutors, expressing the will of the “center”, insisted
on strict observance of those laws. However, since 1996 the Supreme Court of
the RF issued a number of decisions and implemented procedures that leave
space for manipulations, such as reversal of “not guilty” verdicts returned by the
jurors on far-fetched pretexts. Thus in 1996 temporary insanity (a circumstance
that significantly mitigates legal responsibility for murder) was almost withdrawn
from the jurors jurisdiction. In 1999 “an extremely liberal verdict” returned by a jury
was revered only because the judge did not interrupt the accused when he spoke
about tortures that he had been subjected to by the police to make him plead
guilty.
As was expected, introduction of jury trials has positively influenced legal
theory and practice. On the one hand, the lenience of jurors was one of the
reasons for mitigation of the criminal law in 1996. On the other hand, some
adversary procedures and ideas were also applied to traditional legal
proceedings. For example, traditional courts started to consider motions to
exclude inappropriate evidence. In some cases, interrogation protocols, where it
was not recorded that the suspect or the accused were informed about their right
to remain silent, were suppressed.
All practitioners and legal experts acknowledge that the preliminary
investigation of criminal cases that are later forwarded to jury trials is carried out
more thoroughly and with better observance of the law. Unfortunately, this fact did
not improve the process of investigation of other criminal cases. Trying to avoid
the rendering of “not guilty” verdicts by juries in cases where the accused was in
custody, public prosecutors developed methods for withdrawal of these cases
from the jurisdiction of jury trials.
It was planned to introduce jury trials in more subjects on the RF on a step by
step basis. In 1995 officials from 12 more regions such as Karelia Republic;
Kaluga, Nizhny Novgorod, and Orlov oblast; Moscow, St. Petersburg and
Belgorod expressed their interest in introduction of jury trials. However, the
appropriate law has not been yet approved by the State Duma.
The resolution of the Constitutional Court of the RF dated February 2,1999
recognized the right of every individual accused of a crime for which capital
punishment is possible, to be tried by a jury regardless of the region. However,
realization of this right was delegated to law-makers instead of law-practitioners.
As a result, the constitutional right of a human being and a citizen to appear in
jury trials has not been practically realized.
Though the draft of a new Code of Criminal Procedure of the RF provides for
Russia-wide introduction of jury trials, the competence of jury trials will be
significantly reduced. The authors of the draft recommend to modify the articles
about evidence. The modifications modify the relatively strict requirements for
evidence that currently exist. The jury trial is highly criticized by certain Governors
(for example in Ryazan and Saratov), by mass media and representatives of law
enforcement for rendering verdicts, which they think are too mild and for being
overscrupulous about accusatory evidence.
Thus, the potential gained with the introduction of jury trials has not been fully
realized. The risk of abolition of jury trials or misinterpretation of its judicial nature
and metamorphosis of this institute into a fiction exists.
[*]
Judge, Moscow City Court, Candidate of Law Science, Associated Professor, The
Honored Lawyer of the RF.