2001
Revue internationale de droit pénal
Lay judges in sweden
A short introduction
Christian Diesen
[*]
The fact that must be particularly stressed about the Swedish legal system is
its continuity, especially when it comes to the question of lay participation in
courts. Lay judges have always, without interuption, taken part in the
administration of justice in Sweden. For more than a thousand years, lay judges,
elected by the people, have been members of the local courts. The role has
changed during the centuries, but - in contrast to all other countries in Europe
except Finland (as Finland was a part of Sweden until 1809) - the lay judge has
never been out of the system.
At the time of the Vikings all free men were assembled in the ting, where
political matters were discussed and decided. The ting, held outdoors in a place
of religious cult, also served, however, as a court. Many disputes were ”solved”
through ordeals or duels, but in civil litigation the chief or leader of the court
proposed a verdict to the members of the ting for approval ( - the Vikings banged
their shields to signal agreement...). In the 13th century when the local courts
were established (and the ordeals abandoned), the administration of justice in the
country was carried out by a judge, appointed by the king, and 12 elected
(permanent) members of the local community. In the 17th century the courts were
led by professional judges (with legal education) and the proceedings changed
from oral to written form, a change that reduced the influence of the lay members
of the court. The legal reform of 1734 reduced that influence even further as it
stipulated that all lay judges had to disagree with the professional judge in order
to outvote him. At the beginning of the 19th century the introduction of the jury
system was discussed, but the jury was introduced into the Swedish system only
in cases concerning freedom of the press (and it still applies in these cases).
During the 20th century two opposite lines can be seen in the development of the
role of the lay judges : The number of lay judges in the local courts has been
reduced, step by step. In 1918 the government decided that 3 lay judges were
sufficient for minor criminal cases. In 1948 the number of lay judges was reduced
from 12 to 9 for major criminal cases and in 1971 from 9 to 7. The same year lay
judges disappeared from civil cases (except for cases concerning family law). In
1983 the number decreased to 5 for major criminal cases and in 1997 it fell to 3
lay judges in all criminal cases. On the other hand, since 1971, lay judges
participate in the proceedings of Court of Appeal (as a minority) as well as the
administrative courts, and in 1983 lay judges of all courts received an individual
voting right, which put them on an equal footing with a professional judge.
Lay participation in the Swedish court system today could be summed up as
follows : all criminal cases and family law cases are decided by 1 professional
judge and 3 lay judges. If these cases are taken to the Court of Appeal, the
decision there is made by 3 professional and 2 lay judges. In the Supreme Court
there is no lay participation. The lay judges are elected by the political parties in
proportion to the votes for the county council, for a period of 4 years. Every
Swedish citizen above the age of 18 is eligible. The legislator has stressed that
the population of lay judges should reflect a spectre of the real population, but in
practice the elected lay judges are much older (average age of 58), richer and
more well-educated than the average Swede. The election of lay judges through
the political parties has been criticized, since membership in a political party does
not harmonize with impartial, neutral and apolitical service in court, but no
alternative method for election has been suggested so far. The time served in
court varies for each lay judge, depending on her or his interest and availability.
For a day´s service at court the lay judge gets a remuneration of 300 SEK
(approx. 40 USD) a day, plus compensation (up to 120 USD) for loss of income.
In the Swedish procedural law of today there is nothing, except the criteria of
qualification, which distinguishes the lay judge from the professional judge. The
task of the lay judge, according to the law, is just to deliver a judgement. He is not
in court to participate in a discussion-board or to express the common sense of
justice and thereby influence the judgement. He is not fulfilling a democratic
control function or by his presence trying to increase the legitimacy of the court.
But in practice these are the tasks that the lay judges do fulfill. They are
handicapped by not knowing ”the law”, which makes them ”hostages” of the
professional judge. In addition, the professional judges of the higher courts may
overrule the majority decisions of the local courts.
My
research on Swedish lay judges
[1] shows that they behave very passively
during the deliberation process and that verdicts in which the lay majority outvotes
the professional judge are very rare; only in 1-3 % of criminal cases has the
verdict been the result of lay judges outvoting the professional judge. These ”lay
verdicts” reveal another interesting tendency; in contrast to juries in other
countries (”the bleeding heart-syndrom”) the Swedish lay judges tend to find the
defendant guilty, or require a more severe punishment than the professional
judge, who tends to want to free the accused or to give him a more lenient
sentence.
Other findings in the study that could be of some interest concern the judging
ability of lay judges and show the following :
- that demographic factors (sex, age, occupation, political opinion, etc) cannot,
in general, be traced in the final verdict;
- that individual experiences or attitudes towards a certain crime can have a
significant impact on the vote of an individual judge (and thereby possibly
upon the final verdict, if this judge can produce a ”bandwagon-effect”);
- that lay judges often lack ability to examine the relevance of the evidence
and have a tendency to mix the question of guilt with the question of
punishment; and
- that lay judges have a more subjective/emotional attitude than the career
judge and show a tendency to regard the case more as a conflict between
the accused and the victim, than between the state and the accused,
whereby the results of the crime often influence the question of guilt.
Amongst other findings it could be noted :
- that the professional judges support the system - only 12% of them want to
get rid of the lay judges - and the main reason for their support is the
democratic function; but
- that 60% of them claim that lay judges should be taken away from the courts
of appeal (where they were introduced in 1971);
- that the professional judges think that the activity of the average lay judge is
too insignificant and too much focused on the question of punishment;
- that professional judges find no or few traces of party politics in the service of
the lay judges, although 30% of the lay judges look upon their participation in
court as a political function;
- that the lay judges have high self-esteem and think they exert important
influence on the decisions, in spite of the accepted fact that it is the career
judge who plays a primary role during deliberations;
- that the lay judges, after serving a certain time, get a much deeper and
broader knowledge of the law and its applications than the man in the street,
but remain handicapped when confronted with the skills and the authority of
the professional judge; and
- that consensus is almost always received, primarily because the lay judges
are passive or ”forced to bow for the law”.
[*]
Professor, University of Stockholm.
[1]
Presented in a monography, ”Lekmän som domare”, 1996,411 pages.