2001
Revue internationale de droit pénal
Community participation, and the integration within legal formalism in the South Pacific
Mark Findlay
[*]
What follows is an examination of the contemporary significance of lay
(community) participation
[1] in criminal justice, for transitional cultures. The
examples selected from South Pacific jurisdictions evidence the interaction
between resilient customary frameworks for participation, and post-colonial
vestiges of bureaucratized criminal justice in which the state endeavors to replace
community responsibility.
The paper comments on the tension between custom and introduced legality.
An important framework for this tension is participation in justice resolutions, by
the community
[2].
In many cultures where custom-based processes of participatory justice are
governed by constitutional legality the two systems adapt to each other and adopt
common characteristics and processes. This may be the result of fairly
fundamental contests for community trust and legitimacy. Where, as in the South
Pacific, custom prevails over introduced laws and institutions, this process of
blending is far more dynamic than may be witnessed in many other post-colonial
situations where the state is strong and pervasive.
As with the recent emergence of restorative justice in modernised societies
[3],
community involvement in, and ownership of criminal justice resolutions is back
on the policy agenda. However, similar for the existence and operation of the jury,
the actuality of community participation and representation are at issue.
[4] The
crucial significance of community participation within criminal justice becomes
clear when custom-based processes of resolution are examined for their
credibility, inclusion and success. This becomes all the more apparent when
custom is contrasted with coexistent systems of justice where formalism
challenges or denies participation.
Even for integrated systems of criminal justice
[5], the place of participation is
problematic. Difficulties will arise over the ownership of resolution processes
where custom operates within a framework of constitutional legality. This will be
explored further through the case-studies presented in this paper.
The influences of introduced legality over a prevailing culture, and vice versa,
are common concerns for analysis when considering the existence and
development of customary law
[6]. Much of the limited writing on law and custom
prefers to speculate on the impact of introduced law on already present modes of
regulation. Of equal if not greater significance when examining the place of
community participation within criminal justice is the adaptation of legal formalism
in contexts of resilient and resonant custom
[7].
Despite the instances where custom has modified institutional legality, in
post-colonial states the latter claims predominance over culture, even rejecting its
existence and legitimacy in certain justice contexts.
Contemporary legislative development in South Pacific jurisdictions
evidences significant difficulty in distinguishing “customary law” from the
perspective of what introduced law (and its jurisprudential framework) recognises
and allows. For example, the “individualised rights and responsibilities” focus of
both common and civil law traditions does not translate well into the communal
social organisation that features in many Pacific cultures. Western Samoa
presents just this issue :
..at the root of the conflicts and contradictions between the Samoan system
of customary and traditional laws, and the “imported” systems, is this
fundamental difference in jurisprudential philosophy. Attempts to introduce
into the Samoan system any concept of individual rights separate from those
of the clan was, and still is, resisted as being a direct threat to the stability of
society [8].
The uneasy presence of particular constitutional rights in Pacific Island
Countries, such as the right to freedom of movement
[9], not only demonstrates a
divergence in notions of humanity which require protection, but also questions
institutional legality where written constitutions are declared to predominate over
customary politics.
The difficulties associated with identifying custom and “customary law” from
the context of introduced law have been exacerbated by the inextricable link in
recent Pacific history between legal formalism and colonisation. Introduced law
and legal institutions have been in the vanguard of political and commercial
policies designed to annex and overrule indigenous cultures. Once established,
introduced laws and institutions have :
- gradually recognised the expansion and wider application of customary
laws
[10]; or
- re-asserted the importance of customary law, by saying that customary law
is to be applied by all courts but only to certain specified matters or within
certain specified limits
[11]; or
- re-asserted the importance of customary law where the courts are to apply
customary law within certain general limits without these limits being
specified.
[12]
All of these approaches towards the “rehabilitation” of custom fail to move
beyond the structural context of the introduced legal system and its formal
legality. The best evidence for this is the recognition of “custom” couched within
the statutory definitions of the new legality, and in particular the applicability of
custom as dependent on consistency with constitutions, legislation, and
introduced notions of public interest, justice and “principles of humanity”
[13].
The conceptualisation of “customary law” brings with it some additional
claims to the pre-eminence of legal formalism over custom. By the reference to
“customary law”, custom is circumscribed within the frameworks and expectations
for foreign notions of law. Thereby custom becomes distorted into an alien context
even through the use of the word “law.” But advocates of custom also employ
“law”, not wishing to see custom diminished below the authority generated by
“law” terminology in a competing setting.
In addition, custom as a legitimate instrument of social regulation seems to
be distinguished only from the time of the introduction of foreign legal forms and
institutions. The “colonising” impact of introduced legal formalism is clear from;
- the attempt to distinguish between “law” and “custom”;
- the identification of “customary law,” and
(c) the designation of what is “fused” or integrated within, or rejected or denied
by legal formalism.
Such a forced intersection between custom and legality is exposed at the
following levels of socialisation, from the perspective of both indigenous and
introduced cultures :
-
ideological, where the “rule of law” conflicts with social order;
-
functional, where formal stigmatisation as a consequence of rule violation
conflicts with reintegration and restitution at a community level;
-
structural, where state monopolised prosecution conflicts with customary
obligation collectively identified and administered
[14].
The dynamics of custom in its many Pacific variations makes it distinctly
incompatible with rigid legal formalism. Custom exists beyond singular
identification, written description, and unaccountable institutionalisation. Its
potential impact is insidious when compared with the expectations of legal
formalism. This might go to explain its recent and developing influence in contexts
where the sanction processes of introduced law appear ineffectual or out of touch
within the context of custom.
Paradoxes of Custom and Introduced Legal Formalism in the Context of
Participatory Justice within Post-colonial Pacific States
Participatory justice is an essential characteristic of custom-based
resolutions in the South Pacific. This would naturally be so in cultures where what
is at issue in criminal justice (responsibility, liability and harm) is embedded within
the community. In its most fundamental forms, introduced criminal justice has
rejected even its own conventions on participatory justice. Thus, when the jury
has been translated into a South Pacific context it has failed its participatory
ideologies
[15], often as a consequence of colonial expedience.
An initial “grab” for power by colonial administrations in the Pacific was
through control of the justice and sanctioning processes. This was effected at
several levels of colonial influence. For example, Christian missionaries, by
introducing a Judeo-Christian moral ethic to dominate indigenous “moralities”,
created a compatible climate for the construction and enforcement of
individualised justice, largely monopolised as it would be by state judicial
mechanisms.
This is not to suggest that traditional contexts of justice and sanction were
entirely ignored or superseded. Bearing in mind that in many Pacific Island
Countries either weak or transitional state structures struggled for varying
degrees of ascendancy, it was not likely that resilient customary models would
quickly disappear. It appears as a feature of the colonial period in the South
Pacific that while constitutional legality and parliamentary government were
promoted as the preferred and paramount framework of governance, the actual
impact of introduced law over the socialisation of custom was, and is,
problematic
[16].
Even so, and perhaps because of the indifferent consequences of western
colonisation, the paradoxes between custom and introduced legal formalism
remain apparent. For example, the ideology of common law criminal justice relies
on features such as individual liability, rational choice justifying penalty, the state’s
obligation to prosecute and punish on behalf of the community, the limited
availability of justification or excuse, and the consideration of extenuation only in
mitigation. It is not a form of justice that well manages collective behaviour or
communal interests. The potential for paradox where such a notion of justice
comes up against customary resolution processes with very keen communal and
collective investment, is clear. For instance, with traditional community shaming
the whole village is coopted into the process and the offender’s family may take
collective responsibility not only for the harm but also for his rehabilitation.
Common law liability, on the other hand, tends to isolate the offender from the
community at all stages of the penalty process, while requiring the individual to
restore the social balance through his guilt and shame.
Another important dimension for paradox which grows out of the contest
between individual and collective responsibility, is the necessity for participation in
justice. The emergent states and their bureaucracies claimed a monopoly over
criminal justice. Prosecution of an offence was to be the province of the state as
the representative of the community. Punishment was a sole-state right and no
longer belonged to the community. What this ideology failed to appreciate was the
customary place of the community around the crime relationship. The perpetrator
implicated his family and the community. The harm caused to the victim was at
the same time a community harm. Therefore, the liability for the crime and the
need to compensate and reconcile with the victim were located within the
community. There could be no disposition of these responsibilities, and no
institution could represent the obligations which crime and victimization created.
Added to this was the fact that a weak state could not in fact claim its monopoly
over punishment, it’s central role in reconciliation or its sponsorship of policing
and prosecution.
Paradox over liability – (community participation and “pay-back”)
Issues of revenge and compensation in certain custom settings in the Pacific
combine in the institution of “pay-back.” Here the victim community requires that
offending community restore their collective good through accepting (or at least
tolerating) the exaction of a similar harm against them by a representative of the
victim. The obligations involved in pay-back produce a form of justice which is
representative and participatory, for both communities.
When the state intervenes in the context of pay-back, the identity of the
victim and the offender becomes individualised and the essentially collective
nature of responsibility is denied. Also, the crucial identifiers of constitutional
legality are employed to profoundly reinterpret the roles and realities of the
communities involved. For example, in the Solomon Island case of
Loumia v
DPP
[17], the conflict between customary obligation and individual responsibility, as
determined from the perspective of state-centred criminal justice was further
complicated by the need to recognise constitutional rights, determined through
the mechanism of legality
[18].
While it was expected that introduced notions of criminal liability should,
following colonisation, apply both to the native and European populations of the
Solomons :
“it was doubtless considered that such standards, beliefs, customs and so
forth (of the native population), could and would be taken into consideration
by the judge upon the question of proper punishment in each case.” [19]
Under this ideological position, therefore, custom never absolved an offender
from criminal liability [20].
In Loumia’s case there had been trouble between two groups of Kwoio and
Agai clansmen over a land dispute which the Kwoio had won in the courts.
Following the hearing of the Customary Land Appeal Court two of the Agai had
been sent to prison as a consequence of a knife attack on Loumia’s brother.
Later, during a battle between the two groups involved in the ongoing land
dispute, Loumia’s brother was killed, and his half brother received severe facial
injuries. This occurred in the presence of Loumia and the other accused, on the
village football pitch. Further along a nearby beach the corpses of three of the
Agais were later found. All the thirteen Kwoio involved in the fight were charged
with the murder of the three Agais. Loumia, who never denied killing the three
was the only one of the accused convicted of murder. On appeal he sought to
have the conviction reduced to manslaughter an the grounds that :
- seeing his brother killed and his other brother maimed so provoked him that
the reasonable Kwoio pagan villager would have acted as he did in the heat
of the moment; and
- that in acting as he did he could avail himself of the extenuation provisions in
the Solomon Island Penal Code, in that although he intentionally and
unlawfully caused the death of another, he “acted in good faith and on
reasonable grounds, where he was under a legal duty to cause the death or
do the act which he did.”
Loumia further argued that the words “legal duty” include a legal duty in
custom. Evidence was adduced for the accused from a local chief that if a close
relative is killed Kwoio custom dictates the killing in turn of the person
responsible, even if the person under the duty exposes himself to death.
The trial judge’s rejection of provocation, and the impact of customary duty,
due to the inconsistency with the constitutional protection of human life
[21], was
upheld by the appeal court. “The learned judges approached the question of the
inconsistency of the alleged customary ‘legal’duty with the Constitution, and the
Penal Code on a policy footing rather than looking at what the Constitution was
seeking to achieve”
[22]. The fact that the court saw the customary duty for
“payback” as a defence, rather than either an issue of extenuation, or a
modification of how liability should be conceptualised, made it easier for them to
reject. In addition, by denying the status of customary duty here as a legal duty
the court prevented its consideration within the formal structures of the law as an
issue of extenuation. If it wasn’t “legal” then it could not claim the invitation offered
in the schedule to the Penal Code to inclusion within the law. Further, by denying
it’s status as “law”, the court refused to recognise the legal significance of
customary duty which underpins the custom/law connection.
Introduced legality here denied the collective nature of the resolution through
pay-back, and even minimised the status of the accused as a representative of
that collective interest. The custom resolution was not considered to be
participatory nor was liability collective. The competing version of justice, which is
state-centred, imposed its sanction on the individual and de-legitimated the
collective or participatory claims of the custom resolution. As with the land court
appeal that precipitated this conflict, state-centred criminal justice was less
effective in resolving community division than would have been the customary
outcome.
Paradox over justification and excuse – (community participation in
punishment)
The custom obligation placed on the community to exact punishment from
one of it’s own does not correspond either with the state’s claim to monopolise
penalty, or with the need to individualise liability. Within custom communities in
the Pacific it is common for the community to participate in punishment. On the
other hand the introduced process of justice tends to deny the collective event in
order to individually prosecute and punish the participants.
The significance of customary obligation as a justification or excuse for what
would otherwise be criminal in the eyes of the state was further considered in the
Fiji case of
Sosiveta and Others v R
[23]. Here twenty-nine appellants appealed
against sentences ranging from 18 to 30 months for arson, following their burning
of the house of a fellow villager. The Supreme Court of Fiji heard evidence that
the appellants - all men of good character - acted following the orders of another
villager who was not only a customary leader (
Ratu) but was also regarded as
being “possessed of a special divine authority.” As a result it was claimed that the
appellants “would have been willing to do, quite literally anything he commands
them to do.”
It was not argued that the appellants’ acts were lawful or perhaps even
justified in the circumstances. However, the Supreme Court was invited to review
the original prison sentences bearing in mind the excuse that the appellants,
particularly the younger ones, felt obliged to carry out the orders of the Ratu. In
law the justification or excuse of customary obligation, if it could be treated in the
same manner as the defences of duress, coercion or superior orders, should
provide an answer to the charges. However, the court here merely recognised the
obligation in the context of mitigation and reduced the sentences to fines and
bonds.
Again, the collective and participatory nature of the custom justice resolution
was reduced to considerations of obligation as excuse. Formal legality could not
contemplate either the community’s right to punish or the participatory form of
execution.
Paradox with extenuation and mitigation – (community participation in
restitution)
While forms of crime may be common to a custom or state-centred context,
reaction may depend on communal and participatory interests. It is normal in
Pacific societies for compensation and restitution to be preferred resolutions of
crime/harm, than punishment alone.
The courts in the Pacific jurisdictions have, in recent years, demonstrated
recognition of customary sanction when imposing penalties provided for under
criminal codes. The customary sanctioning process and the penalties that result
may not be endorsed by statute, or exercised by the courts. However, the courts
have deemed them to be worthy of notice as part of setting formal legal penalties.
This becomes all the more interesting when the forms some such customary
penalties assume may themselves constitute elements of a criminal offence as
defined by state laws.
In the Fiji case of
R v Waisea Naburogo and others
[24], the respondents were
convicted on their own pleas of shop-breaking, entering and larceny. Having
broken into a cooperative store the accused stole 2 tins of corned beef, 21 tubs of
ice cream, and $20 in cash, to the total value of $25. On review the court
accepted that these were first offenders, that the sum of $25 had been repaid to
the cooperative store by the third respondent’s father, and that the respondents
had each received six strokes of corporal punishment from the village elders for
the same incident. The original court sentences of imprisonment and care orders
were subsequently reduced to bonds. This was justified by the argument that if
the initial magistrate had been apprised of the facts on restitution and customary
penalty then less harsh sentences would have been handed down.
Another review of sentence in consideration of customary sanction occurred
in
R v Vodu Vuli
[25]. Here the respondent, a school-teacher, was initially sentenced
to several significant terms of imprisonment over convictions for acts of gross
indecency with four school boys. The facts involved the respondent forcing the
young boys through fear to indulge with him in gross acts of indecency. The trial
court described the crimes as “revolting and repugnant, and constituted a grave
breach of trust by the respondent in regard to the welfare of the boys concerned.”
Such offences, it was said were serious and called for deterrent sentences.
On review the court felt that the quantum of sentence should be determined
“in the light of whatever mitigating features that may be present.” Among other
more traditional matters in mitigation, such as the age and previous good conduct
of the accused, the trial court had apparently not been aware that; the respondent
had apologised to the boy’s parents and made his peace with them in the
traditional Fijian way by presenting a whale’s tooth to them, and as far as the
respondent knew the matter ended there. The Chief justice halved the original
sentences and made them run concurrently.
These cases take on another level of interest when one considers the
sentencing principles which motivate the state courts in their use of penalty, when
contrasted with the motivation behind custom resolutions. In Vuli in particular, the
eventual sentences could only be explained in conventional terms as having
removed the retributive component of the lower court sentences. In the custom
setting retribution was not an important concern. There, the victim’s family, and
the victim’s community actively participated in the ceremony of contrition,
compensation and restitution. The state-sponsored penalty was only concerned
with retribution and segregation of the offenders. The custom-based resolution
was reintegrative, and the state’s sanction response relied on declaring the
offender as different
Incorporating Customary (Participatory) Justice Resolutions within
Contexts of Legality
Outcomes such as banishment and reconciliation are inextricably dependent
on community participation for their impact and their closure. Both require the
community as audience in order to confirm and endorse the terms of the
resolution. Both are profoundly public affairs. Both rely on the community to retain
and maintain the conditions of the resolution. The place of the community in these
custom events is an important reason for their potency as well as their distance
from state-centred justice processes.
Experience in transitional cultures, such as those in the South Pacific
[26]
suggests caution when considering the grafting of a more formal institutionalised
mechanism of justice onto pre-existing, and customary restorative practices.
[27]
Harry Blagg, challenges “orientalist” appropriations of culturally specific
reintegration endeavours.
[28] Blagg argues that the colonisation of customary
ceremonies and resolutions may be more about the securing of the hegemony of
introduced systems of justice, rather than the reassertion and recognition of
custom-based alternatives. Scholarly support for a synthesis of custom and
introduced systems may, as Blagg criticises, endorse and confirm Eurocentric
“devices of destructuring the totality and context” of customary resolutions.
Recent attempts to “splice” justice forms in certain South Pacific jurisdictions
reveal the danger of cultural abstraction, and the potential to compromise the
essential contextual elements of criminal justice resolution mechanisms.
A blatant example of the colonising potential of “spliced” justice (customary
and introduced) forms is demonstrated through reconciliation in the criminal
courts of Fiji. This also provides a local level of analysis for restoration as a justice
paradigm.
i) Local level of analysis :
§ 163 of the Criminal Procedure Code 1978 of Fiji provides that where
charges for criminal trespass, common assault, assault occasioning actual bodily
harm, or malicious damage to property are brought under the Penal Code:
…the Court may in such cases which are substantially of a personal or
private nature and which are not aggravated in degree, promote
reconciliation and encourage and facilitate the settlement in an amicable
way on terms of payment of compensation or other terms approved by the
Court, and may thereupon order the proceedings to be staid or terminated.
While having regard to the court’s role as a “facilitator” in the reconciliation
process, this section operates on the understanding that the sanction is in the
hands of the accused. To that extent, the Court disposes itself of “ownership” of
the penalty beyond its role in promoting settlements of this form.
The state constrains the use of such penalty, or at least limits the situations
in which reconciliation may be recognised by the court by designating the
offences to which it may relate. This is important in terms of a purpose for
reconciliation; that being the staying or terminating of other penalty options.
Reconciliation has long existed as a feature of the restitution and
compensation dimensions of customary punishments in the Pacific. In a custom
setting it was a resolution required and endorsed by the community as much as
the victim. Even so, its punitive potential is recognised in § 163, through the
reference to “payment of compensation or any other terms approved by the
court.” Further, by providing for an avoidance of any further State-based penalty
by achieving reconciliation, the institutions of legal formalism have incorporated
this penalty within their own sentencing options.
The operation of reconciliation under the sponsorship of the State courts
differs from “self help”, customary resolutions. The consequences of modern
reconciliation as a penalty option within the formal courts are interesting. In its
custom-based context, reconciliation is governed by three factors : (1) the public
nature of the settlement; (2) the collective nature of its terms; and (3) the relative
expectations of parties involved.
In its contemporary context within the formal legal framework of the Fijian
courts it would appear that reconciliation has been removed from an open,
accountable, and relative penalty where the community has an investment, into a
far more private and localised settlement. In Fiji today it is common, when
domestic violence comes before the court, to see reconciliation promoted as an
appropriate penalty. However, recognition should be given between the unequal
power positions of persons negotiating domestic reconciliations, the private
nature of their terms, and the application of expectations which may go well
beyond an immediate issue of the assault or future threats of violence.
Reconciliation may become more of an avoidance of penalty rather than a
penalty. For instance, where a complainant withdraws her allegation of assault as
a result of reconciliation, this may be the consequence of threats from the
husband to throw the wife out into the street if she does not “reconcile” rather than
any genuine rapprochement. The court would not become aware of this by simply
seeking an assurance on reconciliation from the accused, and the complainant
may not be examined by the court in this regard. The community, the traditional
witness and enforcer of reconciliation also has no voice in the court hearing.
A key problem with the “re-culturising” of such resolutions or penalties is the
realisation that the state is not the community and vice versa. While the state may
need to take responsibility (and hence sponsor criminal justice initiatives) for
those crimes which the community should not own, there exists a significant array
of crime situations and crime choices where community ownership and
involvement is appropriate. However, these situations may not regularly overlap.
Therefore, legal formalism as a feature of the state may not be supportive of
customary penalty. Those features of customary penalty which seem appealing
when compared with the formalised justice structures of introduced law, (such as
openness and accountability) are often compromised or corrupted within statecentred environments. Further, the essential sanction impact of customary
penalties may be lost, as they are required to address new aspirations from within
the formal justice process.
By identifying the difficulties facing the integration of formalised and custombased resolution, it should not be assumed that attempts at such integration are
either fruitless or flawed. In fact, some of the problems associated with the
intersection of formal and informal justice mechanisms may have been overcome
with the assistance of a more detailed and considered analysis of the
consequences of such integration.
The Indigenisation of Justice
The influence of customary resolutions over the control process of formalised
legality means more than the recognition of custom through mitigation, or
acceptance through judicial notice. Across the Pacific the penalties which now
emerge from the state-centred judicial system often incorporate features of
customary penalty. Considering the penalty of banishment, speculation on the
development of ‘hybrid’and culturally sensitive penalties in terms of their
ownership, object and purpose is possible. In so doing, Garland’s
[29] emphasis on
the cultural essence of penalty is confirmed.
Banishment might also be extrapolated from a uniquely local and relative
cultural context into an application where the level of analysis is potentially global.
ii) Potentially global level of analysis
With Banishment, the state in Western Samoa recognises the resilience,
popularity and utility, of community-centred control. It also appreciates the
dangers inherent in a challenge from constitutional legality which will expose its
peripheral and symbolic presence. Finally, through the tolerance and even
celebration of banishment the state and its constitutional legality share the
legitimacy of indigenised justice forms and outcomes.
In Western Samoa, where today structures of custom-based social order
remain intact, banishment is a powerful penalty available to village communities.
Beyond this both the formalised’state-sponsored processes of dispute resolution,
and introduced law have borrowed and endorsed banishment.
The history of banishment as penalty in Western Samoa was interestingly
reviewed in the recent decision of
Italia Taamale and Taamale Toelau v Attorney
General of Western Samoa
[30]. This was an appeal from a decision of the Land and
Titles Court, a court in the state judicial hierarchy, ordering the appellants and
their children to leave their village by a nominated date. The appellants argued on
appeal that they could not be in contempt of the original court order through non-compliance because the penalty itself contravened Article 13 (1)(d) and (4), the
freedom of movement and association provisions of the Constitution. They further
argued that it was clear from earlier decisions of the Supreme Court, that the
penalty of banishment was not to be recognised by the courts of Western
Samoa
[31].
The tenure of the earlier courts’ argument against banishment as ‘law’ was
that ‘ownership’ of the penalty remained within customary tribunals, directed
against traditional relationships and for the purpose of enforcing customary
obligations. None of these therefore should be legitimised at the level of the state
through its legal formalism or constitutional legality.
The appeal court in Taamale rejected such submissions. Banishment was
historically rooted, as the court saw it “there is no doubt that banishment from the
village has long been an established custom in Western Samoa.” Further, the
court went on to review the place of banishment within the law of the colony, and
following on from independence. In 1822 the German Administration of Western
Samoa passed an Ordinance to Control Certain Samoan Customs. The
Ordinance prevented Samoans of any station from ‘expelling any person from his
village or district, under penalty of imprisonment….’ The penalty of banishment
was then reserved to the Administrator.
With the introduction of independent constitutional legality in Western
Samoa, the status of banishment as a penalty became ambiguous in terms of
ownership and objective. The appeal court drew from earlier decisions of the
Supreme Court the view that : “undoubtedly the customs and usages of Samoa in
the past acknowledged the rights of village councils and the court to make
banishment orders, but that custom ceased on 28 October 1960 when the
Constitution was adopted.” Several judgments of the Supreme Court in the 1970’s
and 1980’s endorsed appeal points that such banishment orders were in violation
of the Constitutional rights of freedom of movement and residence.
In Taamale the appeal court acknowledged that currently, for many village
councils in Western Samoa, banishment was the ‘most important sanction vested
by custom in the village council’. Banishment is usually employed when other
forms of customary penalty such as fines and ostracism from village affairs had
failed.
A further argument in favour of the continued significance of banishment was
that, as an effective general deterrent at a village level, it was rarely necessary to
employ state-centred crime control resources such as the police to back up the
enforcement of customary orders.
The appeal decision recognised the Land and Titles Court as the only judicial
‘site’ from where banishment as a penalty may emerge : “While upholding the
jurisdiction of the Land and Titles Court to order banishment we do so on the
express basis that the jurisdiction can only lawfully be exercised in accordance
with the principles and safeguards identified in the present judgement.”
The purpose of the penalty was said to be ‘limited to the interests of public
order - meaning to prevent disturbances, violence or the commission of offences
against the law’. The Land and Titles Court has taken from the village council the
responsibility for the banishment penalty, making it a formal court order. The
councils are left with their ultimate penalty of ostracising a person within the
village.
The appeal court in Taamale endorsed the Court’s assumption of
banishment, and the monopoly over this sanction as within its jurisdiction. A
justification as to why banishment moved from the ‘ownership’ of the village
council, to that of a Court is :
“that the imposition of a banishment order is made fair and reasonable and
according to law... An individual who is dissatisfied with a decision given at
the first instance level of the Land and Titles Court also has further (formal)
avenues for seeking redress ... as the Land and Titles Court can make a
banishment order, so that court can cancel it.”
The process of ‘ownership’ is ‘that a village council minded towards
banishment from the village would be well advised to petition that (the Land and
Titles) Court for an order rather than take an extreme course on their own
responsibility’. Further, because serious offences
[32] such as murder and rape are
grounds for banishment ‘it is necessary to say that the punishment of (such)
offences is a matter for the criminal courts. Serious crime is properly dealt with in
the Supreme Court’. This appears to be both a further constraint on the object
and purpose of banishment and a limitation over its ownership.
The court concluded : “Banishment from a village is, at the present time, a
reasonable restriction imposed by existing law, in the interests of public order, on
the exercise of the rights of freedom of movement and residence affirmed (in the
Constitution).” Interestingly the court recognised the dynamic and culture-bound
nature of this penalty : “as Western Samoan society continues to develop the time
may come when banishment will no longer be justifiable.”
With banishment we have a pre-existing and prevailing custom-based
resolution which is “indigenised by the state and it’s bureaucratized justice
system. In New Zealand, on the other hand, with family group conferencing, we
are witnessing the state claiming cultural sensitivity by adopting the structures
and discourse of Maori justice practice and philosophies.” As Tauri suggests :
“Indigenisation of the justice system…must also refer to the ideological and
practical (re)legitimation of the state’s own system. This is attempted through the
implementation of legislation and justice initiatives that, while appearing on the
surface to empower First Nations, merely incorporate their justice philosophies
and practices within hybridised judicial forms.” [33]
This is not integrated criminal justice. Nor is it the victory of one form over
another. It is a process of colonisation, where bureaucratised justice claims
legitimacy through assimilation. Does this mean that integrated criminal justice is
not possible ?
Integration of Justice Forms
The discussion of criminal justice relocated from the context of custom into
formalized criminal justice institutions highlights several problems for integration :
- the structures of penalty on which crime control traditionally lies may be
culturally specific
- the structures of community out of which such penalties emerge may not be
compatible with the ‘communities’ of modernisation
- delineation between control, tolerance and re-integration in modernised
communities may be hard and fast. In custom settings these may more
naturally merge, as the behaviours and situations they regulate are not so
rigidly labelled
- the interests regulated for in modernised societies are more individual and
therefore require more formalised legal protection
- the bureaucracies which construct modernised criminal justice have a large
investment in crime control. As such they are reluctant to divest their areas
of responsibility in favour of other socialisers
- the state represents the interests of those affected by crime in modernised
criminal justice. Therefore, the community consensus and co-option so
essential for tolerance and re-integration (and evident in the custom
contexts) are removed from more formalised crime control.
Within modernised communities these difficulties necessitate either artificial
or imposed integration in place of a natural and evolutionary integrative context
for control. Perhaps, from a state perspective one of the simplest issues which is
passed over in the integration strategy is the concept of participation. At least
from a community perspective the integration of justice participants and decision
outcomes is so fundamental that one would assume integration was grounded on
this understanding. The fact that it is not suggests that both participation and
integration are being progressively marginalised in state-sponsored justice
scenarios.
The forces favouring integration will encounter resistance from localised
control regimes, where sophisticated bureaucracies monopolise the institutions
and processes of crime control. As much as crime is differentiated from other
behaviours and situations needing regulation, crime control in these localised
contexts is institutionally separate from the broader themes of socialisation.
Despite certain representations of globalised crime which suggest a return to
the modes of denunciation common in simpler societies, the preference for
adapting and advancing modernised and dehumanised crime control strategies is
a feature of global politics. This paradox cannot be explained in terms of a
common language of criminal liability, local to global. Globalised crime offends
morality, polity and perpetuity rather than the interests of individuals. Victimisation
is collectivised. Harm is global. Threats are common. As such, the context of
globalised crime seems to be communal, and control arguably should be
integrated in order to address a collectivised problem.
To test this suggestion, the transportation of a custom-based control
technique into a globalised context may indicate the applicability of integrated
control for regulating global crime. Banishment is a control strategy with roots
deep in customary socialisation. It depends on consensus, approbation,
comprehensive ascription, and total enforcement. Banishment is reliant on
community and not state sanction. It grows out of stages of tolerance, and failed
situations of re-integration.
A global crime context where banishment would be relevant is corporate
crime. For the individual, bankruptcy is banishment from the marketplace. For the
corporation “winding up” proceedings may have some regulatory impact but this is
limited to where the company against which these are directed is simply an
expendable part of a wider corporate entity.
Commentators on corporate regulation favour control initiatives that
recognise the significance of compliance
[34]. But what happens when compliance
evaporates or breaks down ?
Banishment means exclusion from the community. Essential for its punitive
and regulatory significance is separation from those features of community life
valued by the banished. The community is more than a referent in that it must
maintain the boundaries of exclusion. For instance, international trade sanctions
imposed by one nation on another will not have the same impact without
multinational endorsement. Some might see banishment as anything but an
integrated control strategy. It appears to depend on segregation and difference.
What makes banishment integrative, however, is the manner in which it involves
the whole community and a range of socialisation beyond crime control. In
addition, banishment is a transitional state, usually imposed for a determinate
period, with the expectation that it will create a radical context for reintegration
when its time has run.
Banishment’s influence within a corporate commercial community would
depend on the authority which prescribes this penalty. Once the banishment order
was determined, the community would be required to achieve the banishment
from a series of nominated and valued relationships. These might involve market
position, consumer confidence, capital access, and share trading. A schedule for
reintegration might be set as part of the banishment strategy. This mechanism will
be far better suited to the corporate entity than individualised penalties such as
the fine, or imprisonment. Banishment requires and incorporates responsibilities
advocated by the corporate community in its arguments for self-regulation. It has
a reintegrative goal, while adopting clearly retributive and deterrent measures in
its early stages.
Adaptations of Justice Resolutions
The interaction between custom and introduced legal formalism at the level
of justice resolutions and sanctions is more than a contest over ownership, or
even the sponsorship of any such justice resolutions. The manner in which certain
forms of essentially participatory custom resolution have been incorporated into
introduced legal formalism indicates the resilience of these resolutions (and their
collective nature) which remain close to the community, and hence and viable
within their original cultural context. The essentially participatory form and function
of these resolutions ensures the community’s sympathy with them and its
acceptance of responsibility for their operation and outcomes.
However, it is simplistic to expect, despite similar aspirations for justice
resolutions in both custom and introduced law, that by sharing or reproducing the
form or structure of these resolutions, the outcomes will be, or even should be the
same. This is particularly so when the participatory context so crucial to the
custom-based resolution is ignored or denied, when transformed into legality. As
reconciliation demonstrates, the partial removal of penalty from its cultural and
customary context may transform its impact as well as undermining its viability in
the original form.
The examples discussed in this paper emphasise the crucial significance of
community participation as a guarantee of successful and credible justice
outcomes. From this it is obvious that the transposition of individual elements of
form, function and structure from the context of custom to introduced legality will
not be sufficient to guarantee such outcomes. Participation appears to be a
crucial variable.
The different ideologies of justice prevailing in legal formalism, and custom,
may bring about very different consequences for the object and purpose of
resolutions or penalty. For instance, on the one hand the object might be the
offender/victim relationship and the purpose may be deterrence or retribution. On
the other the object is the community and the purpose, restitution and social
cohesion.
The obligations created through justice resolutions, within the context of
custom or legal formalism also require consideration if the outcome of any
reconstructed resolution is to be assumed
[35]. These obligations endorse the
integration of penalty within custom, whereas it stands at the end (or even
outside) state-centred sanctions in formalised criminal justice. And the reason for
this dichotomy is the failure of participation – meaningful participation.
The integration between justice resolutions and customary participation has
been misunderstood, or ignored in efforts to incorporate customary resolution
processes within introduced legal formalism. This misunderstanding
demonstrates as much about the tendency to isolate through formalised criminal
sanctioning, as it does about the essential re-integrative spirit of custom-based
justice in a community context such as that prevailing in South Pacific tradition.
[*]
Law School, University of Sydney
[1]
When referring to “lay” or “community” participation we envisage the involvement of the
non-professional. Further, such participation is neither essentially bureaucratised nor institution
driven.
[2]
Reference to the notion of community here is problematic. Particularly in transitional
cultures the “community” may be an amalgam of interests and loyalties. In modernised societies,
there may be layers of “community” across which an individual may be committed at any one time.
Perhaps the only non-troubling statement about community in this paper is that in it’s customary form it
is bonded by apparent and stable hierarchies of obligation.
[3]
For a critical analysis of the relationship between restorative justice, custom and
bureaucratised justice systems see; Findlay M. (1999)
Decolonising Restoration and Justice :
Restoration in Transitional Cultures, in HOWARD JOURNAL OF CRIMINAL JUSTICE (forthcoming).
[4]
For a discussion of the reality of jury ideology see : Duff P. & Findlay M (1982
) The Jury in
England : Practice and ideology in INTERNATIONAL JOURNAL OF THE SOCIOLOGY OF LAW 10 :253-265;
FINDLAY M. (1994) JURY MANAGEMENT IN NSW AIJA, Melb. : chap 2.
[5]
Integration of justice and control is discussed in FINDLAY M. (1999) THE GLOBALIZATION OF
CRIME CUP, Camb. : chap 7.
[6]
See; B Ottley and J Zorn,
Criminal Law in Papua New Guinea : Code, custom and courts in
conflict, (1983) 31 AMERICAN JOURNAL OF COMPARATIVE LAW 251-300 ; J Zorn
, Making law in Papua
New Guinea : The influence of customary law on common law, (1991) 14/4 PACIFIC STUDIES 1-34; P
Fitzpatrick,
Traditionalism and Traditional Law, (1984) 28/1&2 JOURNAL OF ANTHROPOLOGY AND LAW
20-27; J Zorn,
Common Law Jurisprudence and customary Law, in LEGAL ISSUES IN DEVELOPING
SOCIETY
, R James and I Fraser (eds), Faculty of law UPNG, Port Moresby, 1992,103-127
[7]
Custom is regarded here as more than an alternative system of law or social regulation.
Custom is ways of doing things and ways of explaining how and why they are done, or are required to
be done. It precedes law and claims its legitimacy from richer and deeper sources than the authority
of the state or the ideology of a system. Custom is the epitome of lifestyles and patterns of
community. When translated into legal discourse, custom loses its active as well as its metaphysical
dimensions. For instance, the interpretation given to custom in schedule 1 of the Interpretation Act
(Cap 132) of Vanuatu is that “custom means the customs and traditional practices of the indigenous
people of Vanuatu.” Schedule 1.2 of the Constitution of Papua New Guinea expands on this : “Custom
means the custom and usages of indigenous inhabitants of the country existing in relation to the
matter in question at the time when and in the place in relation to which the matter arises regardless of
whether or not the custom has existed from time immemorial.”
[8]
A Epati,
Traditional Authority in Contemporary Pacific, (1990) Commonwealth Law
Conference Papers 582.
[9]
Note the conflict which arose between a banishment order imposed by a fono (clan
council) in Western Samoa, and the claim to the protection of Article 13 (1) (d) of the Western Samoan
Constitution which guarantees an individual citizen’s right “to move freely throughout Western Samoa
and to reside in any part thereof” - see;
Tuivaiti (Tariu) v Sila (Faamalaga) and Others [1980-1993]
WSLR 19. In this case, despite the fact that the plaintiff was found by the court to have been
wrongfully banished from his home and business by village elders, and awarded damages for the loss
which ensued, he was unable to receive sufficient police protection to remain safe in the village.
Fellow villagers were brutally punished if they travelled on his bus or supported his business, and the
damages associated with the original banishment remained unclaimed.
[10]
Such as through the enactment of the
Native Customs (Recognition) Ordinance 1963
during the transition towards independence in Papua New Guinea.
[11]
The model chosen in Kiribati, Nauru and Tuvalu.
[12]
Adopted in Fiji, the Solomon Islands, Vanuatu and Western Samoa. (see; PATERSON,
1995).
[13]
See; Article 100 (3) of the
Constitution of the Republic of Fiji 1990.
[14]
It should be remembered that in most custom settings the distinction between criminal and
civil law and processes is not drawn. In fact the concept of crime and criminality may be very alien to
custom resolutions where the parties remain responsible for harm and its restitution.
[15]
For a discussion of the use of assessors in a reduced jury model for Fiji, see; Duff P.,
The
Evaluation of Trial by Judge and Assessors in Fiji, in JOURNAL OF PACIFIC STUDIES (1999) 21 :189-214.
Duff challenges the representative and participatory nature of this form of “jury.”
[16]
See; Zorn,
supra note 6.
[18]
As with many pacific island Constitutions, the Constitution of the Solomon Islands, while
recognising custom, individualises it’s concepts of rights and the obligations they create. Collective, or
“third nation” rights are not created and protected under Solomon Island constitutional legality.
[19]
R v Womeni Nanagano [1963] PNGLR 75, per Ollerenshaw J.
[20]
See; K Brown,
Criminal Law and Custom in the Solomon Islands, (1986) QUT LAW
JOURNAL 133.
[21]
Article 4 of the Solomon Islands Constitution.
[22]
Brown,
supra note 20, at 137.
[23]
(1967) 13 FLR 59.
[26]
See Findlay, M.,
supra note 5, at 203-217.
[27]
In this respect “restorative” is not so much the description of an “alternative process for
resolving disputes” but one in which it is both customary and traditional for victims, offenders and
communities to accept responsibility for the resolution of crime-based problems.
[28]
See Blagg, H., (1998)
Restorative Visions : Conferencing, Ceremony and Reconciliation,
in CURRENT ISSUES IN CRIMINAL JUSTICE 10/1 :5-15; also see Blagg, H.,
A Just Measure of Shame ?:
Aboriginal Youth on Conferencing in Australia, (1997) British JOURNAL OF CRIMINOLOGY.
[29]
GARLAND, D., PUNISHMENT AND MODERN SOCIETY
, (1990) Oxford University Press, Oxford.
[30]
Court of Appeal C.A. 2/95B.
[31]
It is worthy of note here, that in attempting to defeat the jurisdiction of the custom penalty
the appellants not only had recourse to the courts of introduced law, but they relied on constitutional
legality and colonial law doctrines of precedent.
[32]
Obviously the measure of offence (or harm) seriousness is as culturally relevant as the
imposition of an appropriate and consequential penalty.
[33]
Tauri, J.,
Family Group Conferencing : A case-study of the indigenisation of New Zealand’s
justice System, in CURRENT ISSUES IN CRIMINAL JUSTICE (1998) 10/2 :168-182, at 177-178.
[34]
Fisse, B. & Braithwaite, J.
Accountability and the Control of Corporate Crime : Making the
buck stop, in M. Findlay & R. Hogg (eds.) UNDERSTANDING CRIME AND CRIMINAL JUSTICE (1988) Law
Book Co., Sydney.
[35]
Also, once any penalty is so “reconstructed” it might be inappropriate to continue referring
to it as penalty. By so doing one might be criticised for taking sides and favouring the discourse of
legal formalism, within which penalty rather than resolution predominates.