2001
Revue internationale de droit pénal
The international development of the jury : the role of the British empire.
Richard Vogler
[*]
It is a striking paradox that the global development of jury trial is largely due
to the spread of British imperialism. This colonial proliferation was of much
greater significance than that accomplished by the two other vehicles of
international transmission : the French Code d’Instruction Criminelle of 1808 and
current US moves to promote jury trial around the world. Some examination,
therefore, of how the British used the jury to advance their colonial interests, may
help to explain contemporary attitudes towards it.
Sir William Blackstone, the leading eighteenth century publicist of the
common law, saw the jury as "the glory of English law"
[1], "a strong … barrier
between the liberties of the people and prerogatives of the Crown"
[2] and his views
were enthusiastically echoed by the British colonists who carried his
"
Commentaries" with them into the remotest territories. To the colonised, on the
other hand, the jury often represented little more than arbitrary authority and
racism. The roots of this paradox lie in the concept of the jury promulgated by
Blackstone, which was based upon a highly flexible qualificatory standard which
favoured European minorities.
[3]
This selectivity had a spectacular double benefit for British colonists. First it
gave them direct and exclusive control of local criminal justice, enabling them to
assert their authority over both native peoples and other European settlers. The
Blackstonian concept of jury trial is sustained by repeated contrasts drawn with
the cruel and tyrannical practices of other colonial powers, notably "France and
Turkey" where, Blackstone insisted, the judges were empowered "... to imprison,
dispatch or exile any man that was obnoxious to the government by an instant
declaration that such is their will or pleasure".
[4] This claim of moral superiority was
well expressed in the jury concept and explains the importance of the jury in
establishing English colonial hegemony. Even the adoption of the jury by the
American and French revolutionaries
[5] and the impassioned support of Voltaire,
only served to buttress the authority of English colonial law over its competitors.
The jury also offered another advantage which encouraged British colonial
settlers to assert their right to its benefits throughout the imperial period. It
provided them with the powerful weapon of nullification over imperial legislation
and, while palpably demonstrating their Englishness, it also permitted a wide
measure of independence from the colonial authorities. In short, the jury was
central to the construction of a new colonial identity and political status for
settlers.
The right to jury trial could be established in two ways. First, it was a
fundamental principle of Blackstonian jurisprudence that colonists arriving in
unsettled or plantation territories, carried with them the full jurisdiction of the
common law :
" …if an uninhabited [6] country be discovered and planted by English subjects,
all the English laws then in being, which are the birthright of every subject, are
immediately there in force." [7]
The acquisition of the right to jury trial under this principle, as in many of the
North American colonies, tended to allow much greater control by local colonists
over the composition and functioning of the jury. Alternatively, a colony acquired
by annexation or conquest from another power, required legislation to establish
the right of jury trial.
[8] After their salutary experiences with intractable American
juries, colonial officials in Canada, India, Africa and the Pacific were careful to
retain Crown control of selections and a high qualificatory standard within the
legislation,.
The role of the jury within the British Empire was essentially political and was
concerned, above all, with the direct empowerment of European colonial
minorities. It was, as DeToqueville observed in 1835, " … one form of …
sovereignty."
[9] In a colonial world in which settlers enjoyed little constitutional
power over imperial legislation, it represented a focus for their political
aspirations. This habit of mind led many colonists to value free participation in the
jury more highly than the right to vote. According to Jefferson :
"Were I called upon to decide whether the people had best be omitted in the
Legislative or Judiciary departments, I would say it is better to leave them out
of the Legislative. The execution of the laws is more important than the
making them."
[10]
This view did not find favour with the newly independent peoples of former
British territories in India, Africa and the Pacific, who almost universally abrogated
jury trial in favour of a system of judge and assessors as soon as they were free
to do so.
[11] The aim of this paper is to consider the development of the jury in
former British colonial territories and to explain why the institution has taken such
firm root in North America and Australia, but has been discarded almost
completely elsewhere.
The North American experience was crucial in the development of an
“imperial” form of jury for use in colonial territories. Common law juries
established in Virginia in 1606, Massachusetts Bay Colony in 1628, New York in
1664, New Jersey in 1677 and Pennsylvania in 1682 were among the first to be
transplanted from the British Isles.
[12] Jury practice was extremely diverse in both
the plantation colonies and those acquired by conquest and the size and
composition of juries as well as the property qualifications varied significantly.
[13] In
all cases the selection process was effective to exclude Native Americans,
landless settlers, convicts and African American slaves. Moreover, the practice of
nullification gave many Anglo-American colonists
de facto immunity from
conviction for crimes against the indigenous inhabitants and slaves, as well as
enabling them to subvert the irksome authority of the Crown and the Royal
Governors.
In the decades leading up to the American Revolution, high profile criminal
trials became more and more a vehicle for political dissent. John Peter Zenger, a
newspaper editor was prosecuted in 1735 for criminal libel by the Governor of
New York. Defended by Andrew Hamilton, he was acquitted amidst considerable
popular excitement.
[14] Smugglers prosecuted under the Navigation Acts were
routinely acquitted
[15] and one Governor complained : “A Customs House Officer
has no chance with a jury let his cause be what it will”.
[16] In 1765 a Boston Grand
Jury refused to return indictments against the leaders of rioters protesting against
the Stamp Act and indictments were also refused against those who participated
in the destruction of property during the “Boston Tea Party” in 1774. By contrast,
the Boston Grand Jury willingly found true bills against British troops involved in
the “Boston Massacre” of 1770.
[17] The activism of Massachusetts Grand Juries
was attributable to their appointment by election rather than nomination by the
Sheriffs and the Crown repeatedly sought to bring the procedure into conformity
with the practice in the other North Atlantic colonies. Moreover, Olson has argued
that the social diversity of American colonial juries permitted by the relatively low
property qualification, enabled them to take a much more significant role in
articulating public opinion than was possible elsewhere in the empire, and
particularly in Canada and the West Indies.
[18] He went on to suggest that the
radical “new legalism” of the period was a direct result of this openness.
It is therefore not surprising that primacy was given to the right of jury trial in
almost all the United States’ founding constitutional documents, both at the
Federal and State level.
[19] This was a clear indication of the importance of both
Grand and Petty juries in the revolutionary struggle and jury trial represented
almost the only political right which was enacted universally.
[20] Anti-Federalists
such as Jefferson regarded the trial jury as an essential means of weakening
Federal control over State sovereignty and “ ...the only anchor, ever yet imagined
by man by which a government can be held to the principles of its constitution.”
[21]
Federalists, such as Alexander Hamilton emphasised the role of the jury in
legitimising central government :
“The friends and adversaries of the plan of the Convention, if they agree in
nothing else, concur at least in the value they set on trial by jury, or if there is
any difference between them, it consists in this : the former regard it as a
valuable safeguard to liberty, the latter represent it as the very palladium of
free government.”
[22]
In the early years of the American state this unanimity extended only to
white, male, enfranchised, property-owners and Alschuler and Deiss have
described the long post-revolutionary struggle for equality in juror selections.
[23]
Anti-Federalist enthusiasm for jury trial was to bear bitter fruit after the Civil War
when equal rights legislation in the former Confederacy was routinely nullified by
juries. Moreover, white domination of the panels enabled the Klu Klux Klan and
other white separatists to conduct judicial lynching and enjoy immunity for racist
murders.
[24] Even though the Supreme Court recognised the right of African
Americans to sit on juries in 1879
[25], the law remained largely unenforced in some
States until the use of racist grounds for juror challenge was finally prohibited in
1986.
[26] On the other hand, the first woman to serve on a jury anywhere in the
world took her place in a Wyoming Territory panel in 1870, although the word
“male” was not expunged from many qualification statutes until the 1930s.
[27]
Juries were not introduced in British Canada until considerably later than in
America and were granted significantly less independence. Following the Treaty
of Paris, a 1763 Proclamation instituted English criminal law in the colony but
permitted French civil law to remain in force. Military tribunals were eventually
replaced by jury courts
[28] under the Quebec Act of 1774.
[29] In the aftermath of the
American Revolution, the English jury system was introduced in its entirety as
part of a resolute effort on behalf of the Loyalists who had fled the United States “
... to reinforce the idea that British institutions were superior ...”.
[30] Property
qualifications were much higher than in America and the jury panels were
compiled by local Sheriffs who were themselves appointed by the Crown. In
contrast to the situation in the American seaboard, Upper Canada was largely
agricultural and the vast majority of smallholders, both British and French, were
excluded. It was not until later in the nineteenth century that Canadian juries
began to assert their independence from the local oligarchies
[31] and in 1850 the
task of juror selection was transferred from the Sheriff to certain locally elected
officials.
[32]
The difference between the American and Canadian juries and their political
role is very marked. After their experiences with radical Boston juries, British
administrators established a new model for selections in Canada which they were
to implement elsewhere in the “plantation” colonies. In the already populous new
territories in India and Africa, however, even more radical and more rigorously
controlled variants of the trial jury were to be developed.
The East India Company Charter of 1661 envisaged jury trial for European
colonists while the native residents of the Bengal Presidency were subject to
summary jurisdiction at the hands of the Collector, or
Zamindar, an English officer
empowered to impose sentences including flogging and execution.
[33] Universal
jury trial first appeared in India in 1774 (in the same year as Quebec) but Bengal
already enjoyed very developed forms of Islamic and indigenous justice. Some
attempt was therefore required to capitalise on the legitimacy of these procedures
whilst responding to European demands for jury trial. European judges, typically,
had little understanding of local customs or languages and needed the authority
of local religious leaders, particularly the Moslem Imams, to validate their
judgements by
Fatwa. The 1774 statute
[34] accordingly confined jury trial to the
presidency city of Calcutta, the centre of British rule and it was not until 1832 that
there was sufficient confidence to extend it, even in an attenuated form, to the
remainder of Bengal.
Lord Bentinck’s Bengal Regulation VI of that year is important since it laid the
foundation for imperial policy on the criminal trial, not only in India, but also in
British Africa and other colonies around the globe. No longer was it necessary for
the decision of an East India Company court to be confirmed by
Fatwa.
[35] The
legislation enabled European judges, at their complete discretion, to call on three
possible forms of lay assistance. The first was by the formation of a
Panchayet
(traditional council of five nominated advisers) and the second was by the
appointment of two “native” assessors (who were frequently local religious or
political leaders) to sit with the judge. The final option was the appointment of a
jury of unspecified size or composition. The procedure to be adopted in each case
was entirely a matter for the judge, who could disregard a verdict by the jury or
other advisers at will.
[36] According to one observer :
“... the judge generally puts into the box some of the pleaders and such
people about the court, in order to comply with the law, intimates to them very
broadly his opinion, they always agree with him and there is no more trouble
... he may decide as he chooses.” [37]
In 1833 the Court of Directors expressed their approval for “... this
discretionary authority for taking advantage of the experience and good sense of
natives of respectable character in conducting ... criminal trials before the
European tribunals.”
[38] and this view was echoed by the
Calcutta Review in 1846 :
“A jury may be appointed, and deliver in its verdict; but its opinion carries no
weight with it. With this we do not quarrel; for the natives of India are not
sufficiently advanced to have such power entrusted to them.” [39]
Several unsuccessful attempts were nevertheless made to establish a more
regular form of jury trial, in order to encourage European British subjects to
accept the jurisdiction of the District Courts.
[40] Finally, in 1861 the Legislative
Council established a general system of jury trial in Sessions Courts throughout
Bengal but exercisable only with the consent of the State Government, which was
to specify the classes of offences which would qualify.
[41] This enabled the courts
to offer Europeans jury trial in the Calcutta Supreme Court for serious offences,
while denying it to Indians. This position was confirmed by the Indian Criminal
Procedure Code of 1882. Even in 1923 when Act XII placed all accused persons,
of whatever race, on an equal footing, anyone charged with a serious offence
which raised a conflict between a European British subject and an Indian British
subject, could claim jury trial before a panel comprising a majority of their own
race.
[42] As Banarjee notes, this arrangement was designed to protect “the
indefensible privilege of the European” since its use was, in practice, largely
confined to the British.
[43]
Unsurprisingly therefore, jury trial was abolished shortly after independence.
By 1960 it had been abrogated in 11 Indian states and the remainder would
follow, prompted by the strongly expressed views of the Indian Law
Commission.
[44] The aim of these experiments in authoritarian control of the jury
was to create an institution which appeared to involve colonial peoples in the
administration of justice and indeed did allow them an advisory role, but reserved
the real power of decision-making to the imperial judges and administrators. The
largely European colony at Botany Bay presented a very different problem and
before moving on to consider the influence of the Indian model in Africa, it will be
helpful to examine parallel developments in New South Wales.
Australia was clearly an “uninhabited” territory (despite the presence of
native Aboriginals) as defined by the British but it was settled from 1788, not as a
plantation in the usual sense, but as a penal colony and place of punishment. It
was inconceivable, therefore, that the legal rights and privileges envisaged by
Blackstone should apply universally in the colony. The very notion of former
convicts (known as “Emancipists”) sitting on juries, horrified the Colonial
Secretary, Lord Bathurst who feared that they “... might bring with them into court
passions and prejudices ill-fitted for the discharge of their duty as jurymen ...”.
[45]
Put more succinctly by Mr. Justice Field “ ... it is
trial by convicts they mean; and
then the lion would be the carver”.
[46]
From the first arrival of the convict fleets, military law was to prevail. In all
criminal cases involving convicts, time-served convicts or free settlers, a military
Judge-Advocate was to preside over a court-martial composed of six naval
officers
[47]. Such officers were naturally obliged to follow the orders of their
superiors and to act “ ... according to the rules and disciplines of war”.
[48] They
could impose sentences of death or corporal punishment, including flogging, while
the Judge-Advocate himself acted as both Prosecutor and senior judge. Despite
attempts to introduce regular forms of indictment and modes of trial, the interests
of the New South Wales military establishment inevitably took precedence in their
deliberations.
[49]
Unfortunately, the officers of the New South Wales Regiment (known
popularly as the “Rum Corps”) could not be said to have adopted a position of
neutrality in the settlement. They were actively involved on their own account in
the economic life of the penal colony and much of the dispute over jury trial in the
early years of the nineteenth century was concerned with their efforts to maintain
control in the face of opposition from successive Governors, the judiciary and
from the free settlers.
[50] Whilst the courts were staffed by military personnel,
officers of the Rum Corps remained almost immune from criminal sanction and
their illicit economic activities and even their rebellion against the Governorship of
William Bligh in 1808-10, could pass unchecked.
Government House, naturally enough, saw jury trial as means of curbing the
power of the military. As early as 1803, Governor King had raised the issue
[51] and
Governors Hunter and Bligh had both expressed themselves in favour, the latter
going so far as to address the 1812
Select Committee on Transportation on the
subject.
[52] After receiving further evidence from the Judge-Advocate of the time,
Ellis Bent, strongly supported by the reforming Governor Macquarie
[53], the
Committee concluded that “ ... all evidence examined on the subject
unequivocally condemns the manner in which criminal courts (in New South
Wales) are established.”
Ellis Bent was one of the foremost advocates of jury trial in the settlement
and conducted a vigorous personal campaign on behalf of the implementation of
jury trial between 1809-15, involving voluminous correspondence with the
Colonial Office.
[54] He repeatedly assured the authorities that there were quite
sufficient numbers of free colonists to comprise both grand and petty juries.
Bent’s successor, Judge-Advocate Wylde called for a nine-man jury selected by
the Governor, to ensure the “full and unshackled operation” of jury trial.
[55]
At first, it was difficult to persuade even the free settlers, still heavily
outnumbered by convicts and Emancipists, that jury trial would be in their
interests. It was only when their numbers grew through successive waves of
immigration that it became apparent that the stranglehold of the military over the
criminal justice system could be effectively broken by the introduction of jury trial.
Since no forms of democratic government were remotely contemplated, the issue
of jury trial soon assumed a symbolic importance as the recognition of the civic
status of the English community.
[56] In order to raise popular awareness, two public
meetings were organised in 1819 and a petition, signed by 1250 “gentlemen,
clergy, settlers, merchants, land-holders and other free inhabitants” was sent to
the Prince Regent. It claimed, somewhat inaccurately :
“Trial by jury is a blessing conferred by our Mother Country on all our Sister
Colonies, ... the Hindoo in India, the Hottentot in Africa and the Negro Slave
in the West Indies alike partake of its protection ... We do most humbly hope
that We ... Englishmen ... will not be suffered to remain the solitary
exception within the wide range of British rule and dominion.” [57]
The reference to ethnicity was important and it was clear that the less
affluent white settlers and Emancipists looked upon jury trial as a crucial
recognition of their racial superiority. Edward Eager, writing on their behalf, hoped
that since New South Wales was “ ... a peculiarly English Colony, wherein is no
admixture either of Foreigner or people of colour ... (we) will not be refused that
valued priviledge (
sic) of Englishmen ...”.
[58]
But opposition from the “Exclusivists” - coteries amongst the wealthy free
settlers who supported the military elite and their commercial activities- was
intense. On their behalf it was argued that there were insufficient numbers of
competent jurors
[59], that it was unfair to exclude part of the population and, above
all, that the colony was riven by faction and that juries would be dominated by the
Emancipists.
[60] They were supported by the itinerant Colonial Office
Commissioner, John Bigge whose 1823 Report on “the Judicial Establishments of
New South Wales”
[61] represented a manifesto for their cause. The Report has
been described as “politically inspired and designed, by mis-statement if
necessary, to discredit Governor Macquarie and to censure his administration”.
[62]
It is interesting that Bigge’s 1823 New South Wales Report adopted a position
which was diametrically opposed to that of his Cape Colony Report of 1827 where
he strongly advocated the replacement of military tribunals with colonial juries.
Drawing on the intemperate and polemical writing of Justice Field, an Exclusivist
patron, Bigge concluded that the “... vicious habits” and “feelings of animosity”
apparent amongst “certain classes of inhabitants” (i.e. former convicts) would
make the imposition of jury trial in New South Wales premature.
[63] Emancipated
convicts, after all, could not sit as jurors in England and there was no reason to
depart from this practice in the settlement.
The interests of the Exclusivists with Lord Bathurst, the Colonial Secretary in
London, proved decisive and the findings of the Eden Committee and the wishes
of the Emancipist petitioners on this point, were rejected, thereby ensuring the
survival of the military tribunals until as late as 1839. However, the New South
Wales Act of 1823
[64] authorised the King to grant Charters of Justice for New
South Wales and Van Diemens Land and envisaged the reconstitution of the
military tribunals as military “juries” of seven officers, subject to the same
procedural challenges and swearing in procedure as regular juries. It also
proposed the establishment of Quarter Sessions (s.19) without indicating whether
this court would sit with or without a jury. Chief Justice Francis Forbes, who had
prepared the first draft of the Bill
[65] was therefore able to exploit the ambiguities of
his own draftmanship in order to rule in the case of
R v Magistrates of Sydney
[66]
that the immediate establishment of jury trials in Quarter Sessions was not
expressly forbidden by the Act
[67]. Adopting the idiom of Blackstone, he announced
that it would be “... against the express language of magna carta ...” to deny free
British subjects the right to trial by jury.
[68] On the basis of this questionable
exercise in statutory interpretation (not supported by the Chief Justice of Van
Diemen’s Land) trial by jury
[69] was operated temporarily in New South Wales until
the loophole was closed definitively by the Australian Courts Act of 1828.
[70]
This legislation was nevertheless to represent the turning point in the
campaign for jury trial. Not only did it acknowledge the status of New South Wales
as a colony rather than a mere penal settlement (thereby removing any lingering
objections to the imposition of the common law), but it also envisaged the
eventual grant of authority by Order in Council for the establishment of civilian jury
trial on the initiative of the Governor, acting on the advice of the Legislative
Council. By this time, Richard Bourke, the architect of jury trial in the Cape
Colony, had taken up the Governorship but was faced by an implacable
Exclusivist majority in the Legislative Council.
[71] It was not until 1832, with the
colony prospering and attracting large influxes of free immigrants, including
lawyers and other professionals, that the Exclusivists were obliged to capitulate.
Although, from this date, jury trial became an authorised mode of procedure
in the colony,
[72] exclusivists and others who wished, could still opt for trial before
the military juries, the “Anti-British anomaly”
[73], until their abolition in 1839.
[74] The
Juries Act
[75] contemplated an extremely high property qualification for jurors of
£30 per annum income or a personal estate of £300
[76] and legislation of 1847
[77]
represented the “ultimate achievement” of permanent jury trial in the colony.
[78]
Similar jury provisions were extended shortly to the new colony of Western
Australia and subsequently to the remaining states of the continent.
[79] S. 80 of the
Commonwealth Constitution of 1901
[80] provided that all trials on indictment of any
offence against the law of the Commonwealth should be by jury.
The colonial military authorities, in collusion with the Exclusivists, had
managed to block the introduction of jury trial for almost half a century from the
arrival of the first fleet. The fears expressed by them in public were of mutiny and
the disaffection of time-served convicts. At stake in the conflict over jury trial
however, was control of the essential instruments of authority and the policing of
labour relations in the colonial state. For the convicts, Aboriginals and poor
settlers, as for the indigenous people of most of British Africa and Asia, summary
trial by a military tribunal, judge or magistrate was considered the indispensable
means of maintaining colonial authority. When the growing economic strength of
the Emancipists enabled them to break up the dominance of the military tribunal,
they established a system of trial which still marked a clear line of separation
between themselves and the poor whites and Aboriginals. No Aboriginal sat on a
jury in Australia until the 1960s and despite the liberalisation of the property
qualification in the 1960s and 1970s
[81], exclusion continued, justified by claims
about Aboriginal lifestyle and the alleged lack of understanding of the English
language. The victimisation of Aboriginals by all-white juries
[82] has prompted calls
for the abolition of juries in cases where whites are charged with offences against
Aboriginals.
[83]
The position of women in this respect was little better. They were permitted
to sit on juries in New South Wales by the Jury (Amendment) Act of 1947 but
service was optional and they were required to apply.
[84] Only with the extension of
the right to participate through Equal Opportunities legislation in the 1970s were
such provisions abrogated but still Queensland and Tasmania retained a
provision allowing women to be excused jury service on the grounds of their
gender.
[85] Criticisms of jury trial spread widely across Australia in the early 1980s
following the well-publicised Chamberlain, Gallagher and Murphy trials and the
allegations of excessively high levels of acquittals voiced by senior police
officers.
[86] At the same time, the High Court purported to indicate that Article 80 of
the Constitution did not prevent the Federal Government from enacting significant
derogations from the right to jury trial.
[87] In New South Wales in 1994, juries sat in
less than 1% of cases, yet changes in the following year reduced the percentage
even further.
[88] Despite some attempts at retrenchment
[89], and the continuing
ideological importance of the Australian jury, its jurisdiction continues to “shrink”.
[90]
The adoption of the criminal trial jury in British Africa was even more
piecemeal. According to Jeary, the use of jury trial in Africa is "…either a relic of
the enthusiasm for the jury which prevailed during the nineteenth century, or it is
the result of demands by European minorities in those territories where these
minorities are politically important."
[91] Early colonies such as Sierra Leone and the
Gambia acquired an universal right of jury trial under the Blackstonian "plantation"
principle, whereas in a second group, including the Cape, Nigeria, Zanzibar,
Kenya and Southern Rhodesia, it was provided for by statutory enactment,
usually based on the Indian Criminal Procedural Code of 1882 which had
separate provisions for the trial of Europeans and Americans. In a third group of
colonies acquired after the 1890s, such as Uganda and Tanganyika, jury trial was
never available.
With regard to the first group, Sierra Leone was settled by freed slaves from
England in 1787 and Gambia and the Gold Coast joined it in the “West African
Settlement” in 1821. In these territories Africans were never barred from sitting on
juries on account of their race, although the language and property qualifications
were a major restriction.
[92] So scarce were qualified jurors that it was common
here and in many parts of Africa, to empanel juries of seven. As far as the second
group was concerned, the right of jury trial was generally confined expressly to
Europeans. In Zanzibar, for example, it was so restricted in 1917 and after 1932,
all Europeans committed for trial were to be tried by a jury of 12 Europeans in
treason and murder cases. In Kenya, where juries were qualified strictly by
European race without any property or literacy requirements, Africans could not
be tried by jury after 1906
[93] and there were no special provisions for inter-racial
cases.
[94] As a result, no European was convicted by a jury until 1959.
[95] The trials
of Mau-Mau defendants, including that of Jomo Kenyatta, provoked considerable
resentment amongst the African majority population.
[96] The situation was even
worse in Southern Rhodesia where the 1899 Juries Ordinance allowed European
juries (qualified by voter registration which was in turn dependant upon property
ownership - tribal property being discounted) to try all cases without any
restriction as to the race of the accused.
[97] In 1909 the Attorney General
complained "... juries here … brought in verdicts which, as far as he could see,
were based on nothing but racial influence... He would like to abolish the jury
system."
[98] However, under the Special Juries Ordinance of 1912, cases which
had an inter-racial element were to be tried by judge and assessors and by the
Criminal Trials (High Court) Act 1927, jury trial for Africans was completely
abolished.
[99] From this date, two parallel systems of justice existed in Southern
Rhodesia - trial by European jury for the Europeans and trial by judge and
assessors for the Africans.
This latter mode was the favoured trial procedure for Africans throughout
British Africa.
[100] It was a deliberate attempt to reproduce the authoritarian trial
form established under Bengal Regulation VI of 1832
[101] and, as in India, the role
of the assessors (except in Southern Rhodesia and Sierra Leone) was advisory
only. There is ample evidence of judges overruling assessors.
[102] According to
Lord Atkin :
"…the provision for giving the judge, at his request, the assistance of a native
assessor cannot be regarded solely from the point of view of aid given to the
judge. It operates … as a safeguard to natives accused of crime and a
guarantee to the native population that their own customs and habits of life
were not misunderstood." [103]
However, Kyando and Peter have argued that the assessors were handpicked by the colonial court authorities and were treated with condescension :
"The aim was technical and moral. Technical in the sense that the
magistrates could not understand the people in the dock and moral as the
colonialists wanted to give a positive image of the system." [104]
South Africa, like British West Africa, represented one of the few footholds of
independent jury trial in the African continent, but by the time of the final abolition
of the jury in 1969, at the height of the apartheid years, it had already been
reduced to procedural insignificance. In its place, a mixed bench of judge and
assessors, still operates in trials of serious criminal offences. Unquestionably, the
South African jury, from its first introduction in 1828, operated as an agency of
racial and colonial domination. As a result, in the constitutional turmoil
surrounding the 1992 South African revolution and the attempts to democratise
the criminal justice system, the issue of jury trial is nowhere under discussion.
British South Africa developed, like Australia, as a small military colony, but
soon established a strong trading and commercial position, attracting
successively larger waves of immigration. Unlike Australia, however, the British
colonists faced an existing and established community of European settlers with
their own commercial and agrarian interests and judicial system. In the first part of
the nineteenth century, jury trial was viewed by the British settlers as an important
strategic means of securing their economic and political hegemony over the
Dutch.
[105] As British authority extended across the region in the later century, so
British forms of criminal procedure were imposed universally and were used by
both European communities as a means of controlling the non-white population.
Having secured their position in the Cape by the 1820s, the British embarked
on the familiar colonial process of a “Review” of criminal justice and subsequent
legislation. Commissioners John Bigge and William Colebrooke found that the
summary procedures administered by the Governor and members of his military
staff
[106] engendered feelings of “suspicion” and “isolation” amongst the British
settlers and in their Report, delivered on 6th September 1826, the Commissioners
proposed a jury of nine, composed of citizens of all races subject to a very
moderate property qualification. They concluded - with a singular lack of
prescience, bearing in mind subsequent events - :
“We have infinite satisfaction in expressing our belief that no illiberal
prejudice in the minds of the white inhabitants against persons of colour will
operate against the admission of that class of persons upon terms of perfect
equality.” [107]
The Governor, Richard Bourke, who was later influential in the establishment
of jury trial in New South Wales, obtained the consent of the Secretary of State for
the Colonies in August 1827 and the first Charter of Justice was issued on 24th
August 1827. Jury trial was brought into practical operation in 1828 and the 1831
Ordinance 84 laid down that criminal cases would be heard by a panel of nine,
selected from males aged between 21 and 60, owning or renting property to a
value of £1.17s per annum or having liability for taxes of 30s in CapeTown and
20s outside.
[108]
The property qualification was amended in 1813 and 1861 and an
experiment with a grand jury lasted only until 1885. In striking contrast to the
position which was to develop elsewhere in the region, black jurors were not
entirely excluded and sat occasionally in Cape Town and elsewhere.
[109] This is
not to imply, however, that juries did not operate in an oppressive manner
towards the Black African and Asian residents of the Cape, whose participation in
the jury lists was, in any event, severely limited by the property qualification.
Following the annexation of Natal in 1844, trial by jury was introduced there
as part of a wider programme aimed at establishing the dominance of common
law procedures over their Roman-Dutch equivalents.
[110] Under Ordinance 14 of
1846, juries were to be composed of white male £10 property owners (rising by
1872 to £100) who were to vote on a six to three majority. Although Black and
Asian Africans, who comprised over 90% of the population, were not specifically
excluded until 1865, the property qualification again effectively prevented them
participating in the jury lists. No non-European was ever to sit on a jury in
Natal.
[111]
Trial by jury was warmly welcomed by the English settlers as representing an
opportunity for them to exercise their collective authority over other, majority
sections of the population. According to Spiller :
“The use of the jury provided White colonials with a perfect weapon for
imposing their attitudes on the Court, and Natal judges repeatedly found
themselves hamstrung by the prejudice of White colonial society.” [112]
Defendants from the numerically preponderant Black population were tried in
separate native courts unless charged with more serious “universally repugnant”
crimes.
[113] According to Mr. Justice Conner :
“(The right) that a man shall be tried by his peers, ie. by those whose habits
and ideas are similar to his own, is not conceded to the Kafirs of this Colony,
and the result is ... a complete failure to secure the good sought to be
obtained by the establishment of (this) principle.” [114]
The situation was further complicated by the inability of British and Dutch
jurymen to communicate in a common language when empanelled together, but
they nevertheless managed to concert their efforts when faced with black
defendants, to the extent that jury trial was to become “ ... the most crippling
handicap faced by Blacks in a system that generally disadvantaged them.”
[115]
In the Transvaal and in the Orange Free State, the Boer settlers had
operated various forms of community participation in criminal justice before the
advent of the British. In the Transvaal, juries of twelve sat with unqualified judges
(
Landroost) to decide cases by unanimous verdict and after 1858, such jurors
who participated were required to be enfranchised burghers over 30 years old.
[116]
From 1854, juries in the Orange Free State were to consist of six or nine men
who decided cases on the basis of unanimity (
ibid., pp. 89-90).
[117] Annexation of
the Transvaal in 1877 led to a standardisation of jury procedure (with a reduction
to nine jurymen) and the introduction of British-trained judges and English law.
By the time of the promulgation of the Union Constitution in 1910, all the four
provinces empanelled juries of nine persons for trials of serious offences. Only in
the Cape were non-Europeans permitted to sit on juries and only in Natal were
majority verdicts of seven to two permitted. This position was reinforced by the
Criminal Procedure and Evidence Act 31 of 1917 which established a
comprehensive code of criminal procedure for the Union. The problem of different
approaches to eligibility was neatly resolved by restricting jury service to
registered parliamentary voters, reflecting the different bases of the franchise in
the different provinces, while the majority vote procedure of Natal was extended
to the whole Union.
Almost from the moment that jury trial was established universally throughout
the Union of South Africa, its destruction was set inexorably in progress. During
the next half-century it was subjected to repeated attacks until its final abolition in
1969. The reasons for the demise of the jury in South Africa are complex. On the
one hand, the jury was an institution closely associated with the dominance of
English jurisprudence in the nineteenth century, and as British influence waned
[118]
so did their law. On the other, the liberal white population were uncomfortable
with the flagrant racism of the all-white juries. In 1920, G.T. Morice noted a series
of cases in which Whites had been acquitted of appalling crimes against Black
people and described the jury as a “grotesque anomaly.” He went on : “It is painful
to think that this state of things has been going on for over a century ... With a
people more vindictive than the coloured population of South Africa, justice would
have been secured by extra-judicial methods.”
[119] These views were, needless to
say, widely shared in the black and Asian populations. The jury was no more
popular with the Union and later the Republic governments. It offered the liberal
whites of the Cape province and elsewhere, the opportunity to obstruct
government prosecution policy by nullification, particularly as the grip of
apartheid
was tightened. Whereas the judiciary could be reduced to acquiescence
[120], the
jury, deliberating in secrecy and without being required to give reasons for their
decisions, could not.
Given this consensus of opposition from almost all sections of the
community, it is extraordinary that the jury survived for so long. In the event, three
legislative measures were used to undermine and finally to destroy it. The first
was the creation of an alternative mode of trial which was either made mandatory
or, where optional, was hedged around with strong procedural inducements.
Section 216 of the 1917 Act offered defendants the choice of jury trial by a single
judge, sitting, if he wished, with two “lay” assessors, “... which it is to be hoped,”
explained Morice, “is one of the first nails in the coffin of the South African jury.”
[121]
His prediction was to prove correct and the system of trial by judge alone or by
judge and assessors, was gradually to become the normal mode of procedure in
relation to serious crime in South Africa.
Legislation of 1935 abolished the requirement that the assessors, where
appointed, should be either magistrates or justices. They could now be persons
who had “experience in the administration of justice, or skill in any matter which
may have to be considered at trial.”
[122] In 1959, complete discretion in the use or
choice of assessors was granted exclusively to the trial judge by s.145 (2)
Criminal Law Further Amendment Act
[123] although (before abolition of capital
punishment) assessors had to be appointed where a death penalty verdict was
anticipated. Assessors, originally intended to fulfill an advisory role only, were
now to deliberate and to vote equally with the judge and it is normal for two
assessors to be asked to sit to avoid a split in the vote which would otherwise
have to be resolved in favour of the professional judge.
[124]
In contrast to the German schöffen and their variants around the world,
South African assessors have never aspired to representative or even lay, status
and there is no specified procedure for appointment, which rests entirely within
the discretion of the judge. Their role is purely that of legitimation and assistance
to the judge. According to Richings :
“For the most part, assessors are drawn from the ranks of Advocates
(barristers), magistrates - especially retired magistrates - and retired
Attorneys-General. Sometimes attorneys (solicitors) are called upon, but this
is not common. In some divisions academic lawyers are occasionally invited
to sit.” [125]
In addition, specialists in a particular subject matter may be asked to join the
bench in a particular trial. Assessors are usually selected from an extremely
narrow list of acceptable persons who sit frequently (giving rise to allegations of a
class of “professional assessors” and are frequently well-known to the selecting
judge.
[126] There are effectively no women or non-white assessors.
[127]
Nevertheless, writing in 1976, Richings purported to find that the situation met
with “general satisfaction” in South Africa and could well be advantageously
adopted elsewhere .
[128] On the other hand, Van Zyl Smit & Isakow, in their 1985
study, found that the assessors exercised a “relatively limited influence” and that
the close relationship between judge and assessors was “inherently
undesirable”.
[129] Huebner described their affect as “trivial, if not deleterious”.
[130]
As a second means of reducing the incidence of jury trial, the list of offences
for which the procedure was available was reduced successively from
1914.
[131] The third method adopted was the refusal to ease restrictions on the
composition of juries to the point where the South African juries became possibly
the least representative in the world. In contrast to the position in other common
law jurisdictions, no women were ever admitted to the jury panel.
[132] Non-Europeans were finally excluded from jury service as a matter of law in 1954.
[133]
Although use of the jury fell from 27.9% of cases in 1943 to 2.8% of cases in
1962 and 0.8% of cases in 1969
[134] nevertheless, the National Party government,
which had held power since 1948, was still aware of the potential for even racially
and gender-selected juries to destabilise prosecutions. In 1962, the Minister of
Justice, C.P. Pelser in a display of extraordinary hypocrisy, moved in the House
of Assembly that the jury had no longer any useful function to fulfil because of its
“unfair composition” and racism.
[135] Seven years later the government was ready
to eliminate juries entirely by the Abolition of Juries Bill
[136] of that year. Despite
opposition from the Bar and the Law Society, but with the support of the judiciary
and academic lawyers, Pelser’s Bill was passed without difficulty.
[137] Abolition
coincided with an extremely tense period in South African history, evidenced by
the Terrorism Act, 83 of 1967, which permitted indefinite detention of persons
suspected of being terrorists or having information about terrorists, without
recourse to trial. Milton and others have talked of a prevailing ethos of the period,
concerned with the dismantling of due-process safeguards in the face of alleged
assaults on the
apartheid state.
[138]
There is abundant evidence that the racially and gender-selected South
African jury in the period 1828-1969 became an instrument of white domination
and the repression of both the black and Asian African populations.
[139] However,
the arguments advanced repeatedly by practising lawyers and academics that the
current South African judiciary is a much more reliable and less overtly racist
source of justice in a multi-ethnic community than the white jury panel
[140] are
surely beside the point. As Nelson Mandela, the then President of the Republic,
pointed out :
“In our country the judiciary enjoyed no legitimacy. It cannot, because it is
drawn from the ranks of the white minority. Judicial officers are drawn from
the ranks of the privileged and it is they who sit in judgement over the victims
of this system, the underprivileged.” [141]
The South African judiciary is still deeply compromised by its association with
apartheid
[142] and changes of personnel have been slow. Only one black judge and
one white woman judge had joined the bench by 1994 and “ ... the overwhelming
majority were appointed in the apartheid era and have no enthusiasm for a new
legal order.” .
[143] The same could inevitably be said for the assessors whom they
appoint. According to Huebner, “(t)he white stranglehold on the judiciary since the
Republic’s inception has been a powerful engine of discontent.”
[144] He goes on to
point out that the current bench is not even representative of white society, “
being for many years dominated by
Afrikaans-speaking men born in the Orange
Free State who had spent time in Pretoria at the Bar or as Civil servants”.
[145] In a
common-law system on the English model, the replacement of judges is slow and
it will take decades before qualified black and Asian lawyers of sufficient seniority
are available to replace the existing judiciary.
Calls by the A.N.C. for the rapid “democratisation” of the judiciary have not
yet been met with practical proposals. Dugard, van Zyl Smit & Isakow and
Huebner
[146] have all suggested a mandatory extension of the assessor system to
all trials. Whereas Dugard proposed that lay assessors should be selected “on the
basis of merit” from amongst graduates
[147] van Zyl Smit & Isakow preferred the
selection of one lay and one professional assessor
[148] and Huebner’s proposal
envisaged that all assessors should be legally qualified but that at least one black
should serve :
“... a system is already in place in South Africa - the assessor system -
which, when transformed, will provide the best avenue for speedy and
effective judicial reform. Though the system as it currently functions is rightly
denigrated as ineffective, a series of structural reforms could turn it into both a
powerful democratizing force and an unparalleled forum for training black
udges.” [149]
This is probably over-optimistic. “Professional” and even legally-qualified
assessors have not shown themselves able to offer radical dissent in other
similarly constituted courts and the dominant position of the presiding judge is
unlikely to be upset by the vote of one young black assessor whose career
prospects depend ultimately on the good opinions of the existing judiciary.
One of the most troubling aspects of the contemporary reform debate is the
almost total refusal even to discuss any return to jury trial on a democratic, non-racial basis. This reluctance is evidenced by the universally hostile reaction to a
very modest proposal for re-introduction advanced in 1990.
[150] Dugard and van
Zyl Smit & Isakow, in putting forward their own reform plans for the assessor
system, have been at pains to distance themselves from “the polemic surrounding
juries”.
[151] The predominant attitude displayed in the academic literature is well
represented by the title of Ellison Kahn’s serial account of the history of the South
African jury, written between 1991-1993
Restore the Jury ? or Reform ? Reform ?
Aren’t Things Bad Enough Already ? Whilst the critique of the Union and
apartheid
juries has been well made, it should not obscure the character of some of the
lingering concerns over the possibility of black and Asian South Africans adopting
a determining role in criminal law procedure. In 1955, J.A.Chubb, as South
African representative to the Commonwealth and Empire Law Conference in
London, revealed that :
“Until recently Natives were in theory but not in practice qualified to sit upon a
jury. When this theoretical qualification was taken away, it was common
cause during the ensuing parliamentary debate that generally speaking the
Native was not sufficiently advanced to serve upon a jury. It was generally
agreed also that mixed juries, i.e. mixed as to colour, were inadvisable.” [152]
It is disturbing to find the views of this author preyed in support by
contemporary academics for the proposition that juries cannot successfully
operate in the multi-racial and heterogeneous society of post-
apartheid South
Africa.
[153]
Huebner, however, is one of the few contemporary authors to engage
constructively with the issue of jury trial in South Africa, even if he ultimately
dismisses the idea. His rejection is based on three arguments, the first being the
“near consensus among legal thinkers” that the system should not be
reintroduced.
[154] This is an accurate, if somewhat circular argument. However, the
bar strongly opposed abolition in 1969 and a generation of lawyers has developed
since then with no subsequent experience of jury trials. Huebner’s second
argument has considerably more force. He points out that “(t)he history of intertribe, inter-race and inter-group conflict is manifested in South Africa on a dizzying
number of planes, and these conflicts, it is feared, would keep the jury from
rendering justice”.
[155] It is certainly true that in a fractured and racially divided
society such as South Africa, all forms of adjudication are open to such
objections, including those in which decisions are taken by a paternalistic elite of
professional lawyers. However, jury trials have operated successfully in multiethnic communities elsewhere and the problem of linguistic plurality is not
insurmountable.
Finally, Huebner objects to the expense of jury trials, noting the need to
restructure court facilities, arrange translation and administer the system. Whilst
these concerns are doubtless important, their impact is marginal when set against
the issue of the legitimacy of the criminal justice system as a whole, so long a
source of the most bitter resentment in South Africa. Jury trials, in practice,
represent a small proportion of all trials and the initial costs could be defrayed, as
in Russia, by overseas support.
The new South African legal order, if it is to achieve legitimacy in the
immediate future, must acknowledge the importance of democratic participation in
criminal procedure and move the debate away from a sterile critique of the
excesses of the pre-1969 juries. South Africa is not alone in the multi-ethnicity of
its community and the problem of inter-racial conflict. It is alone, in the common
law world, and increasingly elsewhere, in the apparently complete refusal to
discuss extensive popular involvement in criminal procedure.
It will be clear from the above that the British adopted a variety of
approaches to jury trial in response to particular conditions and the degree of
local authority which they exercised. After the catastrophic experiment with the
English model in America, high qualificatory thresholds were adopted in Canada,
Australia, New Zealand, Hong Kong
[156] and the Cape. In areas where British
settlers were less numerous, the discretionary system based upon the 1832
Bengal Regulation was adopted, as in India, many parts of British Africa and the
Pacific colonies. These patterns of imperial control have left significant residues in
contemporary practice around the world. The legacy of the Blackstonian jury, with
its exclusivity in selections and its open racism, has soured much of the former
colonial world against the idea of direct popular participation in criminal justice. It
has allowed the perpetuation of another colonial mode of trial - judge and
assessors - which has reinforced the highly authoritarian character of much post-independence criminal justice.
It is arguable that the success of the jury in the transition from colonialism
has depended not, as is often contended, on the degree of multi-ethnicity or interracial conflict in the country concerned, but on its political function in the
achievement of self-government. In the United States the role of the jury was
crucial to the struggle for independence and in Australia the achievement of the
right to jury trial marked the transition from penal colony to colonial state. The
centrality of the jury to the creation of statehood in these countries, established a
very different cultural context for its development than in India or Africa. Here, the
historical association of the jury with the political ambitions of an English-speaking
minority ensured its demise. As a result, there is a massive resistance, in India, in
most countries in Africa but particularly in South Africa, even to undertake a
theoretical consideration of its re-introduction. Ironically, the end of Empire
coincided with the development of radical new concepts of jury selection based
upon democratic universality.
[157] These would clearly not have found favour with
colonial authorities, so strongly wedded to the Blackstonian model, but they do
offer new possibilities for successful popular participation, irrespective of ethnicity,
in criminal justice.
[*]
Sussex University, U.K.
[1]
SIR W.BLACKSTONE (1791) COMMENTARIES ON THE LAWS OF ENGLAND, Vol. 3, p.379.
[2]
Ibid., Vol. 4, p.349.
[3]
T. O. ELIAS (1962). BRITISH COLONIAL LAW. A COMPARATIVE STUDY OF THE INTERACTION
BETWEEN ENGLISH AND LOCAL LAWS IN BRITISH DEPENDENCIES., p.259.
[4]
BLACKSTONE
, op cit, Vol. 1, p.349, see also pp.325-6 on torture.
[5]
See below and, A. Padoa-Schioppa (1990)
Robespierre et le Jury, in R. MARTINAGE &
J. P. ROYER LES DESTINÉES DU JURY CRIMINEL, pp.19-38; R. Munday (1993).
Jury Trial, Continental
Style, 13
LEGAL STUDIES, pp.204-224; J. PRADEL, (1994). DROIT PENALE, vol ii Procédure Pénale,
pp.37-42.
[6]
The definition of "uninhabited" ignored the presence of indigenous peoples.
[7]
BLACKSTONE (1791), Vol. 1,
op cit, p.108.
[8]
Ibid. Vol. 3, p.349.
[9]
cited in A. W. Alschuler & A. G. Deiss (1994).
A Brief History of the Criminal Jury in the
United States, 61 UNIVERSITY OF CHICAGO LAW REVIEW, pp.867-928, p.876.
[10]
J. P. BOYD (1958) THE PAPERS OF THOMAS JEFFERSON, Vol. 15, p.283.
[11]
R. Knoxmawer (1961).
Juries and Assessors in Criminal Trials in Some Commonwealth
Countries. A Preliminary Survey, 10 INTERNATIONAL AND COMPARATIVE LAW QUARTERLY, pp.892-8.
[12]
J. MOORE (1973). THE JURY. TOOL OF KINGS, PALLADIUM OF LIBERTY, pp.97-9; H. M.
Hyman, & C. M. Tarrant (1975).
Aspects of American Trial Jury History, in R. J. SIMON (ed.)
THE
JURY SYSTEM IN AMERICA. A CRITICAL OVERVIEW, pp.23-44, pp.24-5.
[13]
From 40s up to £100 freehold, HYMAN & TARRANT,
op cit, p.27; CHAPIN, B. (1983).
CRIMINAL JUSTICE IN COLONIAL AMERICA. p.40.
[14]
HYMAN & TARRANT,
op cit, p.27; ALSHULER & DEISS,
op cit, pp.871-4; N. J. King
(1999).
The American Criminal Jury, 62(2) LAW & CONTEMPORARY PROBLEMS, pp.41-67, pp.41-3.
[15]
A. Olson (1989).
Parliament, Empire and Parliamentary Law 1776, in J. POCOCK (ed.)
THREE BRITISH REVOLUTIONS, 1641,1688,1776, pp.288-322, p.299.
[16]
cited in MOORE
op cit, p.110.
[17]
A. Watson (1998).
The Grand Jury in England’s Past and America’s Present, 162 JUSTICE
OF THE PEACE, pp.839-44, p.843.
[18]
OLSON,
op cit, p.300.
[19]
W. FORSYTH (1971). A HISTORY OF TRIAL BY JURY (reprint from 1852), pp.289-94.
[20]
ALSCHULER & DEISS,
op cit, pp.869-70.
[21]
BOYD,
op cit, p.269.
[22]
cited in ALSHULER & DEISS,
op cit, p.871
[23]
ALSHULER & DEISS,
op cit.
[24]
Ibid. pp.889-97.
[25]
Strauder v W.Virginia 100 US 300 (1879).
[26]
Batson v Kentucky 476 US 79 (1986).
[27]
ALSCHULER & DEISS
op cit, pp.898-901; J. L. Grossman (1994).
Women’s Jury service :
Right of Citizenship or Privilege of Difference ? 46 STANFORD LAW REVIEW, pp.1115-60; C. M.
Rodriguez (1999)
Clearing the Smoke-Filled Room : Women Jurors and the Disruption of an Old-Boys’
Network in Nineteenth Century America, 108(7) YALE LAW JOURNAL, pp.1805-44.
[28]
G. Parker (1987).
Trial by Jury in Canada, 8 JOURNAL OF LEGAL HISTORY, pp.179-89,
p.179.
[29]
14 Geo III, c. 83.
[30]
PARKER
op cit, p.180.
[31]
P. Romney (1989).
From Constitutionalism to Legalism : Trial by Jury, Responsible
Government and the Rule of Law in Canadian Political Culture, 7 LAW & HISTORY REVIEW, pp.121-74,
pp.130-52.
[33]
M. P. JAIN (1990). OUTLINES OF INDIAN LEGAL HISTORY, pp.33-4.
[34]
13 Geo. III, c.63.
[35]
JAIN,
op cit, p.383.
[36]
T. K. BANARJEE (1990) BACKGROUND TO THE INDIAN CRIMINAL LAW. pp.276-70.
[37]
Campbell, cited in JAIN,
op cit, p.383.
[38]
Cited in
ibid. p.277.
[39]
Calcutta Review (1846) cited in H. S. BHATIA (1978). ORIGIN & DEVELOPMENT OF LEGAL
AND POLITICAL SYSTEM IN INDIA. p.132.
[40]
BANARJEE
op cit, pp.267-82.
[42]
A. GLEDHILL (1964). THE REPUBLIC OF INDIA. THE DEVELOPMENT OF ITS LAWS AND
CONSTITUTION, pp.229-30.
[44]
KNOX MAWER,
op cit, p.893.
[45]
C. H. CURREY (1968). THE BROTHERS BENT, p.66.
[46]
Cited in J. M. BENNETT (1974). A HISTORY OF THE SUPREME COURT OF NEW SOUTH
WALES, p.81.
[47]
A. C. CASTLES (1971). AN INTRODUCTION TO AUSTRALIAN LEGAL HISTORY, pp.32-6; D. Neal
(1987).
Journal of Legal History, Law and Authority : the Campaign for Trial by Jury in New South
Wales, 8 pp.107-28, pp.111-2; M. Chesterman (1999).
Criminal Trial Juries in Australia : From Penal
Colonies to a Federal Democracy, 62(2) LAW & CONTEMPORARY PROBLEMS, pp.69-102, pp.69-71.
Later, trial was by army officers. Less serious offences were dealt with by the Bench of Magistrates
which sat from 1788, initially on board a warship in Port Jackson, (CASTLES
op cit, pp.34 & 42).
[48]
W. J. V. WINDEYER (1957). LECTURES ON LEGAL HISTORY, p.301.
[49]
CASTLES
op cit, pp.34-6.
[50]
H. V. Evatt (1936).
The Jury System in Australia, 10 AUSTRALIAN LAW JOURNAL,
(supplement), pp.49-76, p.53; NEALE,
op cit.
[51]
CASTLES,
op cit, p.36.
[52]
CURREY,
op cit, p.63; NEAL,
op cit, p.114.
[53]
WINDEYER,
op cit, p.307.
[54]
J. M. Bennett (1960).
The Establishment of Jury Trial in New South Wales, 3 SYDNEY LAW
REVIEW, pp.463-85, pp.464-5.
[56]
The matter had been under active discussion since 1791 (BENNETT (1960),
op cit, p.464).
[57]
Cited in
Ibid, p.466.
[58]
Cited in
ibid, p.469.
[59]
Bigge contended that only 329 free settlers were available for jury service in the colony,
while supporteres of jury trial maintained that there were as many as 1,000, of which at least 80% had
never been convicts (BENNETT (1960), p.469).
[60]
NEAL
op cit, p.119.
[61]
Australian Facsimile editions 69 (1960).
[62]
BENNETT 1960
op cit, p.466.
[65]
WINDEYER,
op cit, p.309.
[66]
SYDNEY GAZETTE, 21st October 1824, p.3.
[67]
CASTLES,
op cit, p.73; BENNET (1960),
op cit, p.470; (1974),
op cit, pp.81-2.
[68]
Cited in BENNETT (1974)
op cit, p.82.
[69]
Without the participation of the Emancipists
[70]
9 Geo IV, c83, s.5.
[71]
BENNETT (1974),
op cit, pp.83-5.
[73]
Chief Justice Dowling, cited by BENNETT (1960),
op cit, p.477).
[76]
BENNETT (1960),
op cit, pp.473-9.
[78]
BENNETT (1960),
op cit, p.482. In New South Wales and Van Diemen’s Land, convicts
not facing capital charges could be tried without juries by the “extra-ordinary” jurisdiction of the courts
of Quarter Sessions (CASTLES,
op cit, pp.75-6).
[79]
Grand juries were never successfully established although they operated between 1824-30 in Sydney, up to 1852 in South Australia and 1883 in Western Australia (BENNETT (1960),
op cit,
pp.482-3; C. L. Pannam (1968).
Trial by Jury and section 80 of the Australian Constitution, 6 SYDNEY
LAW REVIEW, pp.1-24, p.7; A. C. Castles (1990).
The Unmarked Centennial of Jury Usage in Australia
and Some Consequences of its Decline, 64 AUSTRALIAN LAW JOURNAL, pp.505-10, p.508).
[80]
Commonwealth of Australia Act 1901.
[81]
The property qualification remained at the 1832 levels well into the twentieth century
(EVATT,
op cit, p.57) and it was not until the Juries Act 1977 that New South Wales achieved full
liberalisation.
[82]
E. EGGLESTON (1976). FEAR, FAVOUR OR AFFECTION. ABORIGINES AND THE CRIMINAL LAW
IN VICTORIA, SOUTH AUSTRALIA AND WESTERN AUSTRALIA, pp.144-8; H. McRAE., G. NETTHEIM, & L.
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EGGLESTON
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[84]
P. R. Weems (1984).
A Comparison of Jury Selection Procedures for Criminal Trials in
New South Wales and California, 10(2) SYDNEY LAW REVIEW, pp.330-51, p.336, n.8.
[85]
QUEENSLAND CRIMINAL JUSTICE COMMISSION (1991). THE JURY SYSTEM IN CRIMINAL
TRIALS IN QUEENSLAND. AN ISSUES PAPER, p.14.
[86]
M. Read (1986).
Justice Without Juries, in D. CHALLINGER. PROCEEDINGS OF A SEMINAR
ON THE JURY 20-22 MAY 1986, pp.45-59, pp.45-6.
[87]
L. K. Murphy (1986).
Trial by Jury : the Scope of s.80 of the Constitution, in CHALLINGER,
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CHESTERMAN,
op cit, p.74.
[89]
See, e.g. CHALLINGER,
op cit; J. H. Phillips (1987).
Can the Jury Cope ? 61 AUSTRALIAN
LAW JOURNAL, pp.479-87.
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CHESTERMAN,
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J. H. Jeary (1960/1)
Trial by Jury and Trial with the Aid of Assessors in the Superior Courts
of British African Territories, I-III, 4(3)(1960) JOURNAL OF AFRICAN LAW, pp.133-46,5(1)(1961) , pp.36-47,5(2)(1961), pp.82-98., I, p.133.
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JEARY (1960, I),
op cit.
[93]
Criminal Procedure Ordinance
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JEARY (1961, II),
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D. C. HOLLAND (1955). LAW AND ORDER IN KENYA, CURRENT LEGAL PROBLEMS, pp.74-90,
p.76; M. SLATER (1955). THE TRIAL OF JOMO KENYATTA.
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JEARY (1961, II)
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[98]
M. A. Adam (1964).
Trial by Jury in Southern Rhodesia, 2(1) RHODESIA AND NYASALAND
LAW JOURNAL, pp.28-52, p.42.
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JEARY (1961, II),
op cit, p.45; ADAM,
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[100]
Sir John Gray (1958).
Opinions of Assessors in Criminal Trials in East Africa as to Native
Custom, 2(1) JOURNAL OF AFRICAN LAW, pp.5-18; B. Macaulay (1963).
Assessors in Criminal Trials in
Ghana - A Study from Without, 7(1) JOURNAL OF AFRICAN LAW, pp.18-46; L. A. A. Kyando & C. M.
Peter (1993).
Lay People in the Administration of Criminal Justice : The Law and Practice in Tanzania,
5 AFRICAN JOURNAL OF INTERNATIONAL AND COMPARATIVE LAW. pp.661-82. Also elsewhere in the
Empire, see, P. Duff (1997).
The Evolution of Trial by Judge and Assessors in Fiji, 21 JOURNAL OF
PACIFIC STUDIES, pp.189-213, pp.190-1.
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JEARY(1961, III), p.95.
[103]
in
Mahlikilili Dhalamini v R [1942] AC 583 at 589.
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KYANDO & PETER,
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[105]
P. R. Spiller (1987).
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HISTORY, pp.129-47.
[106]
J. A. Chubb (1956).
Some Notes on the Commonwealth and Empire Law Conference,
1955, and an Address on the Jury System, 73 SOUTH AFRICAN LAW JOURNAL, pp.191-202, p.197.
[107]
CROWN COMMISSION OF INQUIRY INTO THE ADMINISTRATION OF JUSTICE IN THE COLONY OF
THE CAPE OF GOOD HOPE (RECORDS OF THE CAPE COLONY XXVIII (1905) I-III, George McCall Theale).
[108]
E. Kahn (1991/3).
Restore the Jury ? or Reform ? Reform ? Aren’t Things Bad Enough
Already ? SOUTH AFRICAN LAW JOURNAL, 108(1991), pp.672-87; 109(1992), pp.87-111; 307-18; 666-79
and 110(1993), pp.322-37, (1991), p.681; A. SACHS (1973). JUSTICE IN SOUTH AFRICA, p.38.
[109]
KHAN (1991)
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SPILLER,
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SPILLER,
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[114]
Cited in
ibid, p.134.
[116]
E. Kahn (1958/9).
The History of the Administration of Justice in the South African
Republic, SOUTH AFRICAN LAW JOURNAL, 75(1958), pp.294-317; 397-417 and 76(1959), pp.46-57;
(1992)
op cit, pp.91-2. The fact that this procedure had been discarded by Holland in 1809 on the
adoption of the Napoleonic
CIC, somewhat compromised its legitimacy.
[118]
H. R. HAHLO. & E. KAHN. (1968).
The South African Legal System and its Background,
p.544.
[119]
G. T. MORICE (1920). The Administration of Criminal Law in South Africa 37
South
African Law Journal, pp.131-8, p.137.
[120]
J. DUGARD (1994). Human Rights and the Rule of Law in PostApartheid South Africa, in
R. A. LIGHT & B. de VILLIERS (eds
). South Africa’s Crisis of Constitutional Democracy. Can the U.S.
Constitution Help ?, pp.122-42, p.139.
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MORICE,
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[122]
D. Van Zyl Smit & N-M ISAKOW (1985).
Assessors and Criminal Justice, in 1 SOUTH
AFRICAN JOURNAL OF HUMAN RIGHTS, pp.218-35, p.221.
[123]
See also s.145 (2) Criminal Procedure Act, 51 of 1977.
[124]
T. GELDENHUYS & J. J. JOUBERT (1996). CRIMINAL PROCEDURE HANDBOOK, pp.165-7.
[125]
F. G. Richings (1976).
Assessors in South African Criminal Jury Trials. CRIMINAL LAW
REVIEW, pp.106-16, p.111.
[126]
van ZYL SMIT & ISAKOW,
op cit, pp.221-5; HEUBNER,
op cit, p.979.
[127]
RICHINGS,
op cit, p.112.
[129]
van ZYL SMIT & ISAKOW,
op cit, pp.229-30.
[130]
HUEBNER,
op cit, p.980.
[131]
See, e.g . s.35 of the General Law Law Amendment act 1935 and further legislation in
1952-63.
[132]
Although an unused provision of 1931 permitted women to serve on all-female juries which
were to be empanelled for female defendants (Female Jurors Act, 20 of 1931)
[133]
Criminal Law and Jurors Amendment Act, 21 of 1954. For a brief period in the 1880s,
successful experiments were carried out in Transkei with black African juries (SACHS (1973),
op cit,
p.62 but see KHAN (1991),
op cit, p.687) but the practice never became universal and even where
potential black jurors met the property qualification, they were not permitted to sit.
[134]
See RICHINGS,
op cit, p.109; KAHN (1992)
op cit, p.103.
[135]
Senate Debates, 23rd February 1962, Vol. 2, col.1477 & 1527, see also, P. M. A. Hunt
(1962).
The Administration of Justice, Law Reform and Jurisprudence, in ANNUAL SURVEY OF SOUTH
AFRICAN LAW, pp.473-515, pp.489-91.
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KAHN,
op cit, p.103.
[138]
J. R. L. Milton : (1987).
Criminal Law in South Africa 1976-86, ACTA JURIDICA, pp.34-54,
pp.39-40.
[139]
SACHS,
op cit, pp.60-1, KHAN (1992),
op cit, pp.105-9, J. Mullineux (1993).
Some random
and Subversive Thoughts on Fact-Finding, Juries and Unlawfulness, DE REBUS, pp.721-8,720.
[140]
See, e.g. Hiemstra, (1916).
Trial by Jury, 33 SOUTH AFRICAN LAW JOURNAL,, pp.177-9;
CHUBB,
op cit; J. H. Steyn (1971).
Public Participation in the Prevention of Crime, 88 SOUTH